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READING HALLTHE DOORS OF WISDOM |
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VICTORY OF THE PAPACYCHAPTER
VII
ENGLAND: RICHARD I AND JOHN
England shared the influence of the great changes
which marked the age of Innocent III and Philip Augustus. A period of adventure
passed into a period of order. In spite of his regard for custom, Henry II was
a constructive statesman; but during the reigns of his sons his bold
experiments underwent the process of development, definition, and tentative
change. On the one hand, the power of the central government increased:
judicial, military, and financial measures brought the resources of feudalism
under the control of the Crown; a series of elaborate inquiries into the
distribution of property and income added to the information possessed by the
officers of the Exchequer; departmental business became more specialised and
official records were both more numerous and better preserved. The accession of
Richard I was accepted later as the limit of legal memory. On the other hand,
during the quarter of a century which preceded the Great Charter, the theory of
royal responsibility received practical expression. The separation of England
from Normandy and Anjou brought the king face to face with forces which
henceforward were to have a national significance. The king was now not king of
the English, but king of England, the great vassals were English barons; feudal
custom, the adjustments between secular and spiritual authority, the writs and
practices of the Curia Regis combined to become the law of England. When King
John strained the instrument of government and disregarded custom, he was met
by an opposition which, although it was feudal in form and temper, gave
expression for the first time since the conquest to English opinion.
John’s self-confidence was doubtless strengthened by
the events of his brother’s reign. During the life-time of Richard I the work
of Henry II was submitted to a severe test. It survived the civil disturbances
of the opening years, enabled the government to collect an enormous ransom, and
to respond to the incessant demands for men, stores, and supplies during the
later war between Richard and Philip Augustus. The success of English
administration was the more remarkable from the fact that, four or five months
excepted, the king was absent from England throughout his reign. The history of
England between 1189 and 1199 is really, concerned with the activities in the
first place of William Longchamp, and afterwards of Hubert Walter. The latter
was the ruler of England during the French war, and, while he was assisting-Richard
to hold his own, developed Henry’s II machinery in every part.
Richard was crowned king on 3 September 1189, at
Westminster. The order of the stately ceremony, which seems to have become a
precedent, was afterwards preserved among the documents in the treasury, and is
reported by the chronicler of the “deeds of King Richard”. Richard was of a
free and impetuous disposition in all his ways. He loved magnificence, was
generous and magnanimous when he desired to reward or to please, made his plans
on a large reckless scale, plundered boldly, and was openly avaricious. He had
a passion for organisation, building, and fighting, but he had little foresight
or stability. The act of arrangement, of putting things into order, interested
him more than the maintenance of order. Within a few months of his accession he
had overhauled the administration of his dominions, settled his relations with
the King of Scotland and the princes of Wales, made several bargains with
Philip Augustus, collected a fleet, issued codes of regulations for the
crusaders, and ordered an equitable change in the English custom with regard to
wreckage. The organisation of England was commenced before Richard had arrived.
His mother, Queen Eleanor, who was acting probably under the direction of
William the Marshal, issued a proclamation of amnesty for those who had been
illegally imprisoned and ordered all free men to take the oath of allegiance to
Richard. In Normandy Richard endowed his brother John with the county of
Mortain and large English estates. After his coronation, in a series of great
councils held at the abbey of Pipewell (near the
hunting lodge at Geddington in Northamptonshire),
London, or Canterbury, and at Bur in Normandy, he filled the vacant bishoprics
and abbeys, appointed sheriffs, received the homage of William of Scotland, and
provided for the regency in England during his absence on crusade.
Throughout his English progress with its pomp and
display Richard had made it clear that his immediate object was the Crusade. He
had come to England to be crowned, and he stayed only long enough to collect a
vast treasure and to make arrangements for the government. On the lowest
computation the treasure left by Henry amounted to 100,000 marks, or about
three times the annual revenue. Richard increased this sum by his exactions
from the retiring, as well as the new officials and sheriffs. Henry II’s great
justiciar, Ranulf Glanvil, was plundered on giving up
the justiciarship and the county of Yorkshire. Bishop
Hugh of Durham bought the former office and the county of Northumberland.
William Longchamp, the new Bishop of Ely, paid three thousand marks for the
chancery, and Godfrey de Lucy, the new Bishop of Winchester, got the treasures
of his church, the custody of the castle, and the sheriffdom of Hampshire for
three thousand pounds. Other sheriffs paid similar sums. For the relaxation of
the hard terms made in 1175 the King of Scots paid £10,000. Richard’s
settlement of his kingdom was based, therefore, upon a series of financial
bargains, and suffered in consequence. The king had hardly turned his back
before all sorts of local feuds and conflicting interests began to reveal
themselves. During his slow journey to the East, he was forced to compose
difficulties which at a distance he could hardly understand. His instructions
were so hypothetical and conflicting that they have been the despair of historians.
In October 1192 the news from home made him decide to return.
At first sight the arrangements for the government of
England during the king’s absence seem statesmanlike. The Crusade withdrew from
England some of its ablest and most prominent men, including Glanvil and Baldwin the Archbishop of Canterbury; but
Richard left behind a large number of his father’s trained servants. By his
first arrangement the Earl of Essex and the Bishop of Durham were to be
justiciars, supported by a small group of advisers. All these men, together
with the sheriffs in the midland and south-eastern counties, the barons of the
Exchequer, and the justices, were experienced administrators. After the death
of the Earl of Essex, William Longchamp the new chancellor was associated with
the Bishop of Durham, and finally, when the two bishops were seen to be
ill-mated colleagues, Richard gave the supreme position to the chancellor. The
chancellor was to act as justiciar, while Bishop Hugh was to be justiciar in
the north of England and castellan of Windsor in the south. The colleagues of
the chancellor, forming with him a council of state, were the marshal, now Earl
of Pembroke, Geoffrey Fitz Peter, Hugh Bardolf, and William Brewer. In one of
his letters the king describes them as appares, and they were evidently intended to occupy a position above the other justices
and officials of the Exchequer. It is clear, however, that the Exchequer was
regarded as the seat of government. In the absence of the Archbishop of
Canterbury the chancellor was, at the king’s request, created papal legate by
Pope Clement III. Upstart though he was, Longchamp was thus placed in a
position to control, in addition to the secular administration, the powerful
episcopate which now existed in England. As a last precaution, Richard imposed
an oath upon his brothers John and Geoffrey that they would not enter England
for three years. Unfortunately John was released almost immediately from this
obligation.
The position allowed to Count John was, indeed, the
chief cause of danger, and illustrates the defects of Richard’s policy. Richard
and his mother were strange to English administration and dealt with English
needs according to Poitevin rather than Anglo-Norman tradition. As Duke of
Aquitaine Richard had achieved some success by a combination of strong
administrative measures, such as the appointment of vigorous officials,
castle-building, and a reform of the coinage, with the old policy of playing
off one local interest against another. In England, so long as he had a good
central administration, he saw nothing impolitic in the formation of strong
local interests. He allowed his brother to form a state within a state, for he
was accustomed to independent vassals like the Counts of La Marche and
Angouleme. John had his own administration, which was a counterpart to that of
the English chancery and exchequer. The royal officials and judges did not
enter his shires, Derby and Nottingham, Somerset, Dorset, Devon and Cornwall,
nor the county and honour of Lancaster, nor the honours of Peverel, the Peak,
Tickhill on the borders of Nottinghamshire and Yorkshire, Marlborough and Ludgersball in Wiltshire, nor the great honour of Glamorgan
which pertained to the Gloucester inheritance. These jurisdictions were, until
1194, exempted from the direction of the central government. In addition, John
was lord of the lands and rights of the earldom of Gloucester, of the honour of
Wallingford in Berkshire, and Eye in Suffolk, and many other lands in the
midlands. He also held the revenue of the forests of Andover and Sherwood. It
is true that Richard had taken the precaution to retain in his own hands some
of the most important castles in this demesne. The grant of the shires included
financial and judicial rights, but not the wardenship of the castles of
Nottingham, Exeter, and Launceston. The castles of Tickhill, Gloucester, Eye,
and Wallingford were also reserved. On the other hand, the king had sold many
counties, including the custody of his most important castles, to great local
personages who would be tempted to take sides with John in the event of a
dispute. When the chancellor was placed at the head of affairs, the close
connexion, so carefully elaborated by Henry II, between central and local
government hardly existed beyond the home counties. Moreover, the Church in
England was disturbed by serious disputes.
William Longchamp, in spite of his triple position as
legate, chancellor, and justiciar, was not equal to the task which Richard had
given him. His father was not of noble origin, and in spite of his English
connexions and lands, he was regarded as an outsider. His appearance was by no
means impressive, while his demeanour was overbearing and his style of living
extravagant. He openly expressed his contempt for provincial English society,
and he neglected to take the advice of his colleagues. As legate, he annoyed
the English clergy by his autocratic bearing and his excessive demands upon
their hospitality; as chancellor, in possession of the king’s seal, he claimed
to control the executive and the disposition of the revenue. Not unnaturally he
speedily found himself opposed by clergy and barons alike. His considerable
ability and foresight were disregarded by men who, stirred by political
annoyance and social prejudice, saw in him only an ugly distorted foreigner of
servile origin and bad manners. His earliest actions illustrate both his
insight and his imprudence. He was determined that there should be no dual
government. Sure of the king’s confidence, he decided to secure without delay
as much power as possible. The castles were the strategic points. Richard had
entrusted the Tower of London to him, and he had ordered a deep fosse to be dug
about it. The chief royal strongholds outside London were Winchester, Windsor,
York, Lincoln, and Dover. The last named was under the control of his
brother-in-law, but the rest were held by officials who were either dangerous
or had ceased to be in close touch with the central government. The chancellor
took Winchester from the bishop, Windsor from Bishop Hugh of Durham, and York
from its castellan. The Bishop of Durham, in spite of the king’s grants, was
further deprived of his political power and detained in his manor of Howden.
The sheriff of York shared the fate of the castellan on the ground that they
had both been implicated in the recent massacre of the Jews.
By these measures the chancellor had widened the area
under the direct control of his administration; and, if he had acted with more
caution, he might have firmly established himself, for at first he seems to
have had his colleagues with him. But his semi-regal progresses, and his style
of arrogant self-confidence, rapidly forced opposition to express itself.
Complaints went to Richard before the end of 1190, and early in 1191 his
enemies found a basis for attack. Queen Eleanor left England in order to
negotiate and prepare for Richard’s marriage to Berengaria of Navarre; and John
arrived shortly before her departure. The count immediately became a centre of
intrigue. The unscrupulous Hugh of Nonant, Bishop of
Coventry, who was sheriff of the three counties of Leicester, Stafford, and
Warwick, lying between John’s honours in Gloucester and Derby, became his
furious partisan. The sheriff of Lincolnshire, Gerard of Camville,
was a still more useful ally. Gerard had bought his shire and was permitted to
retain the custody of the castle of Lincoln which was hereditary in the family
of his wife, Nicolaa of La Haye. After the check
given to the Bishop of Durham and the downfall of the sheriff and castellan in
York, he was the obvious leader of independent action in the north of England.
In the days of King Stephen, the building of unlicensed castles and the abuse
and usurpation of official power had been the main activities of the lawless
element among the baronage; and the chancellor had good reason to believe that
these anarchical tendencies were reviving. He struck at Gerard as the most
prominent official among the suspected party. According to the charges brought
against him after the king’s return, Gerard had allowed Lincoln Castle to
become a refuge for highwaymen who robbed the merchants on their way to
Stamford fair; and had afterwards been guilty of treason in refusing, on the
ground that he had done homage to John, to appear before the king’s justices.
Early in July 1191 the chancellor marched to take possession of Lincoln.
The move against Lincoln was the signal for open
conflict between John and the chancellor. During the spring of this year
several great issues had been raised. The news had reached England that,
through the death of Archbishop Baldwin before Acre, the see of Canterbury was
vacant. The succession immediately became the chief concern of the English
clergy: if the chancellor became archbishop, his position would be greatly
strengthened; if he did not, his position as legate might be seriously
weakened. The dangerous question of the succession to the throne had also been
reopened. Since his accession Richard had gradually declared his preference for
Arthur, the son of his dead brother Geoffrey of Brittany, and in his treaties
with Tailored of Sicily and Philip of France at Messina he definitely put him
forward as his heir. But John could not be expected to acquiesce in this
arrangement. It is significant that about this time the chancellor secured the
adhesion of the King of Scots to Arthur’s succession, and before his advance on
Lincoln had suppressed a mysterious rising in Herefordshire, where Roger of
Mortimer, lord of Wigmore, a neighbour of John in the Welsh March, had been
intriguing with the Welsh princes. Disputes had also arisen between John and
the government with regard to the castles and revenues claimed by John as part
of his demesne. When the chancellor struck at Gerard of Camville,
John showed his power by securing from their castellans the surrender of
Nottingham and Tickhill. Longchamp had to turn aside, and, after some angry
exchanges of defiance, temporary agreement was reached at Winchester on 28
July, by the arbitration of barons and knights chosen from each side. The most
important clause in this agreement was the chancellor’s promise that he would
do his best to secure the succession for John in the event of the king’s death.
Up to a point the chancellor had been able to pose as
the champion of order against rebellion and treachery; but from the spring of
1191 his authority rapidly decreased. On 27 April, before the crisis had come
to a head, Walter of Coutances, the Archbishop of
Rouen, landed in England. He had been released from his crusading vows and sent
back by Richard from Messina to watch affairs and if necessary to act. The king
had no desire to displace the chancellor, and for some time the archbishop used
his large experience as an administrator to encourage good relations between
Longchamp and John. On 28 July, after a revival of the dispute about Gerard of Camville, he assisted in the settlement made at Winchester.
Yet there is no doubt that his presence gave confidence to the large number of
bishops and barons whose sympathies were with John, but whose fears and sense
of loyalty gave strength to an authorised government. By general consent John
was the rightful heir of Richard, and if his influence in the cause of order
could be secured by the recognition of his claim, the barons were prepared to
recognise him. The chancellor’s record was by no means unblemished; he had
favoured his kinsmen, disregarded his colleagues, and squandered the revenue
which came from ecclesiastical sources. The history of the negotiations prior
to the end of July shows that in the opinion of his own supporters he had acted
rashly, if not unjustly. He was losing the support even of the financial
interests in London. Amongst the clergy it was soon known that the Archbishop
of Rouen had powers from the king to proceed with the election to the see of
Canterbury. The recent death of the Pope had put an end to the chancellor’s
legatine authority, and the lead was now taken by Walter of Coutances.
The opportunity of getting rid of the chancellor was
given by his sister Richenda, wife of the castellan of Dover. In September 1191
Archbishop Geoffrey, the half-brother of King Richard and John, came to
England. Like Walter of Coutances, Geoffrey had in
his time been head of the chancery, and immediately after his father’s death
the king had secured his election as Archbishop of York. The election had
raised a violent storm of opposition, led by Hugh of Durhaffi, and Geoffrey had
only recently succeeded in obtaining papal recognition. In August he was
consecrated at Tours; in September he boldly came to England, relying perhaps
on the friendship of his old servant, the chancellor, whom he had introduced to
official life. But the chancellor had no desire to see in England yet another
element of discord, and ordered the castellan of Dover to prevent his entry. In
the absence of her husband, Richenda, who would seem to have exceeded her
instructions, had the archbishop dragged from the priory church of St Martin
and imprisoned in the castle of Dover. The consequences of this outrage were
rapid and dramatic. The saintly Hugh of Lincoln and the intriguing Hugh of
Coventry joined in denunciation of the act of sacrilege. A pamphlet warfare was
opened against the chancellor, who in vain repudiated his sister’s action. His
colleagues deserted their shires to join John at Reading. Longchamp, after some
shuffling, agreed to submit himself to trial, but hearing that John’s forces
were preparing to occupy London, he turned back from the meeting-place and took
refuge in the Tower. He found that all resistance would be useless and, after
a series of ignominious adventures, left the country at the end of October.
Longchamp’s career in England deserves attention
because it shows how easily the system of government, through which Henry II
had been able to concentrate his power, could be undermined. The events which
followed the chancellor’s flight are significant because they reveal the Great
Council acting alone for the first time in English political history. Under the
guidance of administrators trained in the ideas of Henry II, it assumed the
direction of affairs in the interest of the State.
Count John, the Archbishop of Rouen, the Marshal, and
the citizens of London had combined to depose the chancellor. They found the
authority for their action in a letter, dated from Messina on 20 February, which
was produced by the archbishop in a Great Council held at St Paul’s. In this
letter the king authorised the marshal and his colleagues to recognise the
archbishop as justiciar in case of necessity. All parties benefited by the new
settlement. The barons, it would seem, took an oath of allegiance to John and
recognised his right to succeed his brother. The archbishop became justiciar
and was careful to act with the advice of the marshal and his colleagues. The
citizens of London secured general recognition for their commune, the rights of
self-government which they had asserted some time before. The recognition of
John and the commune is open to criticism; but the government established by
the Great Council administered England with success during two very critical
years. The services rendered at this time by the archbishop’s colleagues should
not be underrated. It is not surprising that they hesitated long before they
joined in the attack upon the chancellor and allowed him to be deprived of the
great seal. Longchamp had been invested with very great powers, his loyalty to
Richard was unquestioned, and he had a considerable following. Although,
according to Roger of Howden, his deposition was approved by the king, he did
not lose royal favour. Later, he was mainly responsible for the arrangement
with the Emperor by which Richard was released; and he was entrusted with
important work until his death. It is significant, therefore, that Richard did
not blame the marshal and his colleagues for their action. They had kept the
peace between the various English interests, directed the verdict of the Great
Council, and rehabilitated the justiciarship. The
offices of justiciar and chancellor were never again combined, nor did the
chancellor resume the chief place among the great officers of state until the
end of the next century.
Returning pilgrims brought news at the end of 1192
that King Richard was on his way home. They had seen his ships arrive at
Brindisi. If he had arrived safely, he would have found that the crisis which
had hurried his return was over. He would have been welcomed by a united family
and a successful administration, which, both in England and Normandy, had held
its own against the intrigues of Philip Augustus. The news of his capture by
the Duke of Austria at once disturbed the apparent harmony. All the latent
anxieties of John were revealed. In his treacherous nature his reason was
always at the mercy of his passions. At one time cynical and lethargic, at
another full of impatient energy, he was the instant victim of suspicion. He
had hoped that his brother would not return; now at the last moment he might
prevent him. He had feared lest his claims to the succession might not be
recognised; now he would end his fears. As he hurried to confer with the King
of France, he was invited by the seneschal and barons of Normandy to deliberate
with them upon means of defending the duchy. He insisted upon an oath of fealty
which they properly refused. He agreed with Philip upon the division of his
future dominions, returned to England with a band of mercenaries, collected a
body of Welshmen, occupied Windsor and Wallingford, and claimed recognition as
King of England. Richard, he said, was dead. The Archbishop of Rouen stood
firm. The coasts were carefully guarded against the invasion prepared by the
King of France, and in England John’s forces soon began to give way. In April
1193 the strain was released. Hubert Walter, the Bishop of Salisbury, arrived
with the news that Richard was alive, in the custody of the Emperor Henry VI.
John had to make the best terms that he could, and when, early in July, he
heard that “the devil was loosed”, fear assailed him and he fled to Philip
again.
Richard, however, was not yet free, although the terms
of his release had been arranged. If John had shown the slightest loyalty to
his brother, he would have been perfectly safe, for, as late as 9 July,
Richard’s envoys arranged a treaty with Philip at Mantes which included in its
terms the restoration of John to the dignified appanage granted to him before
the king had left for the East. Now the count had gone too far. The Normans
would have nothing to do with him, and he became the eager accomplice of
Philip, who, encouraged by the delay of Richard’s release, strove his utmost to
induce the Emperor to keep the King of England in captivity. John decided to
hold his own in England, but his plans were revealed through the boastings of a
confidential clerk. By this time, early in the year 1194, Richard was on his
way home. When he arrived, he found that Hubert Walter, the Bishop of Durham,
and their colleagues had stifled all danger. Of John’s castles only Tickhill
and Nottingham held out. Tickhill was surrendered in a few days, and on 28
March Richard, fighting, unknown to the besieged, in a coat of light mail and
an iron cap, had the pleasure of sharing in the capture of Nottingham.
After the surrender of the castle of Nottingham,
Richard held a Great Council, at which he began to deal with the pressing
business of the State. On 17 April, the Sunday after Easter, he wore his crown
with peculiar ceremony in the cathedral of Winchester, and received the
blessing of the new Archbishop of Canterbury, Hubert Walter. This ceremony,
“intermediate between a coronation and a crown-wearing”, was intended to
emphasise the complete restoration of the royal dignity after the humiliation
of imprisonment; and it followed the order observed on a similar occasion in
1141 after Stephen’s captivity. If it is true that Richard had acknowledged the
lordship of the Emperor and that there was some doubt whether England was not a
vassal-state, the re-coronation was particularly necessary. Between the
ceremony and his departure, which was delayed by contrary winds until 12 May,
the king continued his arrangement for the government of England. On the second
day of the council at Nottingham (31 March), John and the Bishop of Coventry
had been cited to appear within forty days. According to some authorities John
was actually disinherited and his possessions were retained in the king’s
hands; if, however, these measures were taken, they soon lost effect. But the
king’s chief concern was to collect men and money for his war against Philip
Augustus. A great part of his ransom had just been collected in order to secure
his release; the government had levied an aid of twenty shillings on the
knight’s fee and had taken a fourth of all lay and ecclesiastical revenues, the
wool of the Cistercians and of the Order of Sempringham for one year, and the treasures of the churches. But the country had still to
make up her full share of the total 150,000 marks exacted by the Emperor. At
the same time, the danger from Philip was pressing, and at Nottingham Richard
demanded a land-tax of two shillings on the carucate, another contribution from
the Cistercians, and a third of the knight service owed by his tenants. Money
was also raised by the sale of offices, fines, and ransoms from John’s
supporters and by “gifts” paid “for joy at the king’s return”. Hence it
happened that the Bishop of Coventry, scoundrel though he was, Gerard of Camville, and most of the other rebels had soon bought
their pardons. John himself was the chief sufferer, for it would have been both
expensive and impolitic to reinstate him completely. A personal reconciliation
between the brothers in Normandy was followed in the autumn of 1195 by the
restoration to John of the honours of Mortain, Gloucester, and Eye; but he was
not permitted to control a single castle, and the Exchequer recovered its
authority in the English shires which had been granted to him in 1189.
Richard had resumed control of English affairs even in
his irksome captivity. He held his court at the various places, Spires,
Trifels, Hagenau, Worms, where he was detained; and the Germans were astonished
at the number of his visitors. Richard showed no special favour to the
Archbishop of Rouen and his English colleagues. The archbishop was summoned to
Germany at the end of 1193, and was succeeded by Hubert Walter, who had shortly
before been elected Archbishop of Canterbury. About the same time, the other
justices ceased to exercise their authority as appares. Their last act was the collection of the royal ransom. On his departure for
Normandy in 1194, England was left in charge of Hubert Walter, and the
traditional system of government, by which a chief justiciar executed the
commands of an absent but accessible king and supervised the administration of
justice and finance, was restored.
The greatness of Hubert Walter is not yet fully
recognised. Papal legate from 1195, justiciar until the middle of 1198, he
possessed most of the powers at which William Longchamp had aimed. His strength
of character, ingenuity, and a natural insight into detail which his legal
training had quickened, made him more than equal to his position. He had been
trained in the household of the justiciar Ranulf Glanvil,
whose wife was Hubert’s aunt. In 1186 he became dean of York and seems to have
passed before 1189 to more direct attendance upon the king in the chancery. If,
as a high authority suggested, he was the author of the tract upon the laws of
England (leges Anglicanae) usually ascribed to Glanvil, he had acquired in his uncle’s service a
profound and orderly understanding of Anglo-Norman administration, a clear
concise style, and some knowledge of Roman law. As Bishop of Salisbury, he
preceded Richard on the crusade and speedily became the most useful if not the
most important person in the English camp. Among other services he devised a
system of poor relief for the benefit of needy crusaders. His appointment as
archbishop and afterwards as justiciar proves Richard’s admiration for him. He
was not a particularly religious man, not very learned, nor of strict moral
life. He was fond of power and wealth. His secular outlook was the despair of
that unyielding ecclesiastic, St Hugh of Lincoln; his indifference to the new
culture and his suspicion of the cosmopolitan tendencies in the law and
practice of the Church stirred the hatred of such men as Gerald of Wales. He
was a great administrator in Church and State, proud of his office, eager to do
things well, and, like Lanfranc, impatient of the logic which insisted on
formulating the political dilemmas of the age.
The justiciar made the assertion of his authority his
first task. As archbishop he had already claimed the office of legate and
protested against the legatine authority of Longchamp. As archbishop also he
had asserted his superiority to the Archbishop of York and soon after Richard’s
departure he took an opportunity, as justiciar, of humiliating his chief rival.
In his quarrels with his canons, Archbishop Geoffrey had laid himself open to
civil as well as canonical proceedings; and, while the Pope was deciding
against his ecclesiastical claims, a commission of inquiry, appointed by the
justiciar, found his agents guilty of robbery. On Geoffrey’s refusal to accept
legal liability, he was dispossessed of nearly all his estates. The shrievalty
of Yorkshire, for which he had paid no less than £2000, was entrusted to two
wardens (custodes). The aged Bishop of Durham was dispossessed of the
shrievalty of Northumberland in a still more summary manner. By September the
justiciar had got control of the north and had turned his attention to more
general matters. The well-known judicial inquiry ordered in this month was a
kind of national stock-taking. The king, doubtless by Hubert’s advice, had
already revised the distribution of the shires, partly for the sake of
financial profit, partly, perhaps, in order to break the connexion between
particular shires and sheriffs who had been powerful during his absence. It is
worthy of note that, although the justiciar recognised the judicial experience
of the justices who had ruled England in the previous years and placed three of
them upon the important commission of 1194, he ordered them and their
colleagues to withdraw from the bench when they came to counties in which they
ruled or, since Richard’s first coronation, had ruled as sheriffs. The
elaborate inquiries of the justices were to be unprejudiced. These inquiries
dealt both with unfinished judicial or financial business, and with the
escheats, wardships, and demesnes of the king, the last of which were to be
inventoried in a very elaborate manner. In addition, the justices were
instructed to put into operation a careful scheme for preserving the record of
all debts owing to Jews. They were to exact a talliage from the boroughs and
the royal demesne. Finally, the practice of entrusting the record of pleas of
the Crown to special officials at the time of their first presentment or
detection was made general by the commission of 1194. Three knights and a clerk
were to be elected in each shire court to act as custodes placitorum coronae. In 1195 the justiciar revised the
local machinery for the preservation of the peace. His edict, although partly a
statement of custom, also contains matter which was new in English practice.
As justiciar Hubert Walter was president of the
Exchequer, and his chief work was done in this great centre of orderly
activity. He attempted the revision of taxation and of the existing system of
military service. The land-tax, or Danegeld, had long ceased to be a regular
charge upon the community, although its exaction was still regarded as a
possible necessity. Richard had recourse to it in 1194, before he left for
Normandy. In 1198 Hubert Walter felt that the time had come for a systematic
return to the principle of a land-tax upon a new assessment. He sent two
commissioners to each shire, who, in co-operation with the sheriff and certain
elected knights, inquired into the amount of arable land from representatives
of each vill, and levied a tax, first of two,
afterwards of three shillings upon each ploughland. The ploughland, or parcel
which could be reckoned to a single plough, was estimated to be one hundred
acres. A few returns, contained in the Exchequer record known as the Testa
de Nevill, prove that this inquiry was seriously attempted, if not
completed; but the justiciar ceased to rule England in this year, and the
scheme for a new Domesday Book was apparently abandoned. During the minority of
Henry III “carucages and hidages” were occasionally levied, but it is probable
that they were levied on the old assessment, if not according to the simpler
method of 1200 and 1220 when the expedient was adopted of counting the ploughs
actually in use and charging two or three shillings on each. As in Ireland
during the eighteenth century, the symmetrical assessment of ploughlands broke
down. Indeed in England the idea of a general land-tax was discarded after
1235, save for the fixed sum paid as a local rate under the names of hidage and
sheriff’s aid.
The justiciar’s reorganisation of military service was
undertaken in close co-operation with the king, and although equally transitory
was more immediately successful than the attempt to revive the land-tax. The
Norman wars required the presence of a small long-service force of knights in
addition to the mercenaries and the local levies and garrisons. Between 1194
and 1198 Richard made three or four attempts to raise such a force from his
English fiefs. In 1194 he demanded a third of the knight-service of England, in
1196 he ordered each lay baron to cross the Channel with a few picked men, in
1198 he tried to raise a force of 300 knights from the whole body of English
vassals, and, as this plan seems to have broken down owing to the opposition of
the Bishops of Lincoln and Salisbury, he finally demanded a tenth of all
knight-service. In these various demands two objects were made increasingly
clear: the king desired to insist upon the duty of the English vassals to equip
and pay for a small long-service army; and he ultimately made no distinction
between the liability of lay and of ecclesiastical fiefs. The demand of 1198
that the military obligations of the vassals should be treated as a whole by
the levy of a tax to pay 300 knights, and the consequent debate in the Great
Council at Oxford, suggest that Hubert Walter was preparing to go farther
still. The opposition of Bishop Herbert of Salisbury suggests, as Stubbs
pointed out, that the archbishop was going beyond what the Dialogue de Scaccario terms the fixed rules of the Exchequer. His
proposal involved a considerable change in the relations between the Crown and
the military tenants; the direct, limited, and personal liability of each
vassal would have been merged in the liability to a general tax on the knight’s
fee; and in course of time such a tax might well have provided the king with a
standing army. If this view is correct, Hubert’s failure is very important.
Future events were to show how far succeeding kings could go within the framework
of feudal organisation, John turned Richard’s expedients into a system.
Scutages, or taxes on the knight’s fee, were levied regularly, and the vassals
who served in person had to secure their “writs of scutage”, or right to
appropriate the tax from their fees, as best they could. Additional fines were
levied on those who failed to cross the sea or bargained for exemption from
personal service. Careful investigations were made into the services due to the
king in England. Although Henry III was unable to levy scutage at will, he
adopted, so far as was possible, the policy of his father, and Edward I
deliberately collected scutage as a tax independent of considerations of
service. Yet neither John nor Henry III nor Edward I seems to have tried to go
so far as Hubert Walter nearly succeeded in going. In 1201 and again in 1205
John summoned his vassals and their knights to Portsmouth, and there made his
selection and decided upon his exactions. In the latter year he ordered, as
part of a larger scheme of national defence, every tenth knight to be equipped
for service by his fellows. Although the military tenants, lay and clerical,
seemed to be completely under royal control, they were still immediately
concerned in the equipment of the host; their legal quota of knight-service (servitium debitum) was in
most cases less, often ludicrously less, than the service which their estates
could have provided. In their eyes an aid or scutage on all knights’ fees
was illegal, unless it were levied in connexion with a definite military
enterprise, and unless those who served could recover it. And when the
northerners refused foreign service, John’s absolutism was brought to an end.
King Richard never saw England again after 1194 and,
five years later, he died in Aquitaine from the results of a wound (6 April
1199). His successor was crowned, after taking the usual oath, on Ascension
Day. Archbishop Hubert had resigned the office of justiciar to Geoffrey Fitz
Peter in 1198, but he did not sever his connexion with the administration. He
was John’s chancellor until his death in 1205; and it is impossible to
dissociate him from the developments of John’s early reign, or indeed to consider
the reigns of Richard and John apart from each other. King John, in fact, felt
with much truth that he was not his own master so long as his great minister
was alive. Hubert Walter held the view, natural to an ecclesiastical statesman,
that the kingship was an office invested with solemn duties. Royal power must
be inseparable from the law. And the archbishop’s prestige was so great that a
word from him upon the interpretation of the law could set aside the opinion of
the king and his advisers. Under his eye and in the hands of Geoffrey Fitz
Peter, the hardworking experienced baron who succeeded him as justiciar—regni
columna, legum peritus—the administrative system
continued unshaken. For this reason, before we consider the new king’s quarrels
with the Church and the baronage, we may say something here about the general
tendencies in John’s reign and connect them with a survey of developments in
English government and society.
The reign of King John is, to a degree found in no
period of previous history, a commentary upon the development of the Curia
Regis. The growth of the court, and notably of the Exchequer, both
displayed and consolidated the strength of the royal power. The Crown was able
to strengthen its hold over local administration and to profit by the
increasing prosperity of the country. On the other hand, the disasters of the
time, the loss of Normandy and the quarrel with Pope Innocent III, threw the
king’s unstable personality into strong relief against the background of
administrative routine and social activity. The baronage was disillusioned. The
generation which came to manhood after the great rebellion of 1173 had lived
through a time of great experiences. Its spirit had been fed on a new
literature, in which the expression of the cruder passions was refined by a
suggestion of the beauty of self-restraint and idealism in life; its eyes had
rejoiced in new forms of art, a marvellous activity in the building of
churches, monasteries, castles, bridges, whose austerity was consistent with
the reception of new devices or luxuries. Some of these young nobles had
brought back from the East ineffaceable memories of a crusade under the
greatest leader of his time, and had shared in his counsels during the stiff
contests with Philip Augustus on the Norman frontier. They had seen Château
Gaillard rise with the rapidity of a miracle and had heard the bitter news of
its capture. Some had worked beside Hubert Walter and Geoffrey Fitz Peter and,
if the intricacies of the abacus or the technicality of the common law might be
somewhat beyond their comprehension, they had learned that the new
administrative system could be as interesting as a tournament, and was far more
closely related to the problems presented in the management of their own
estates. The experience of all had impressed upon them the duty of loyalty; and
the inclinations of few would be towards sympathy with the ecclesiastics who
scurried out of England in the days of the Interdict; but they could not fail
to feel the contrast between their king—who had so often disappointed them in
the past—and a man like Stephen Langton, in whom, as in the great and
well-remembered Hugh of Lincoln, loyalty was devotion, not to a man, but to a
system of law and order which he believed to be a reflection of the law and
order of the universe. Whether they continued to cling to the king or not, the
more serious men among the baronage must have learned to interpret the
traditions of personal loyalty and the feudal contract in a larger way, to have
been conscious of deeper implication in the favourite distinction of political
thought—a distinction as profound as it was simple—between the rex and
the tyrannus. Beneath all the violence
and impulsiveness of society in this time, the hatred of some, the lethargy or
selfishness of others, we can feel at work the impulse to a new adventure in
response to the idea that administration is a public, not merely a personal,
task.
John’s character hastened both the development in his
Curia and the interpretation by his vassals of the royal power. He was not
lacking in energy or insight. After his withdrawal from the continent, he
renewed his acquaintance with England to much purpose and probably knew it
better than any other English ruler prior to Edward VII and George V. In
discussion he was shrewd, though sophistical. His
biting tongue, which can occasionally be heard even beneath the forms of his
official correspondence, could wound the more because it was informed by wit
and observation. As the Plea Rolls show, he was not neglectful of business,
and, although he preferred a trial by combat to a legal discussion, he could
intervene effectively in a dispute. We shall never know the extent of his
personal responsibility for the measures of his reign, such as the great
inquiry of 1215, but it is clear that he was always a real force, never a
nonentity. His decisions were formed rapidly and for a time executed
ruthlessly. During the period of the interdict he was in an excited state,
varying from vindictive irritability to far-reaching schemes for the reduction
of Wales, the Isle of Man, Ireland. At the same time he chafed under
discipline. He liked his ease and he took his ease when he liked. At the most
critical time in the history of his house he won for himself the nickname of
“soft sword”, and his enemies welcomed his succession because he was a lover of
quiet; not the rest of the soul, but the indolence of the self-indulgent. If
the report by the Marshal’s biographer of the conversation between the Earl
Marshal and Archbishop Hubert Walter after Richard’s death can be trusted—and
there is no reason to doubt its general accuracy—the archbishop agreed with
reluctance and foreboding to the recognition of John. The Marshal preferred
John to Arthur on legal grounds (he quoted a Norman custom) and because Arthur
had bad friends, was proud and passionate, and disliked the English. The
archbishop told him that he would never regret anything as much as this
decision. The king’s peculiar temperament, indeed, which was unbalanced and
erotic, put him at the mercy of fits of anger, cruelty, and lethargy; and, more
than this, made him quite indifferent to those principles of harmony in life
and nature which underlay all the current belief in justice and responsibility.
He was, as William of Newburgh well said, an enemy to nature (hostis naturae), a fool, in the Scriptural sense, who
says in his heart that there is no God. Habits of decorum and respect for the
views of other people were impossible to him. He rejoiced in the death of his
greatest ministers. He far outstripped his father and brothers, whose feelings
of reverence were not highly developed, in his indifference to the claims of
his Church upon the conscience; not that he was a free-thinker, so much as that
loyalty meant nothing to him. Hence he saw treachery everywhere and was
happiest in the company of boon companions, who doubtless found much amusement
in his irresponsible humour and his cynical jibes at the serious and pedantic.
He was a clever, amusing, unreliable, distrustful, and thoroughly bad man.
His saving quality was that he was an Angevin, of the
race of Fulk Nerra. His energy might fail, but he could never forget that he
had succeeded to a great inheritance. In his youth he had intrigued for it, and
in manhood he clung to it. In his irresponsibility he was ambitious; in his
moods of lethargy he could plan great enterprises, to which his vitality was
not unequal. Hence his reign was rich in achievement, of which he was never a
mere spectator.
In this period systematic records begin to be kept in
the royal chancery and before the royal justices. Although it is now hardly
possible to define the extent to which records of letters and proceedings were
kept in the reign of Henry II, Archbishop Hubert certainly developed the
practice greatly and it cannot be an accident that the earliest extant Chancery
Rolls belong to his time, and that the references to earlier Plea Rolls of
proceedings in the Curia Regis are casual and doubtful. We know the precise
date—15 July 1195—on which a final concord was first written in triplicate, and
its foot filed in the Treasury. The elaborate system of recording the financial
operations of the Jews, instituted by the archbishop in 1194, shows his orderly
mind at work soon after his appointment as justiciar. The “Exchequer of the
Jews”, which appears soon afterwards, was not a new financial department; it
was a piece of permanent machinery with justices, clerks, and records,
dependent upon the Exchequer at Westminster, for the supervision of Jewish
business and the settlement of disputes to which the financial transactions of
Jews, especially with Christians, gave rise; and it was an expression of the
general development at this time of judicial activity, and of the systematic
registration of judicial business. As a financial body the Exchequer itself had
behind it long experience in the keeping of records. Domesday Book was still
the “Book of Winchester”, but was probably now kept at Westminster. At all
events the Treasury at Westminster was a great record office, with its Pipe
Rolls, returns of knights’ fees, records of old inquiries such as the Inquest
of Sheriffs (1170), and the investigations of wardships, heiresses in the
king’s gift, escheats, and the like. Here Hubert Walter, and in John’s reign
the great treasurer William of Ely, were content to define and improve. To
Hubert was due the exhaustive stocktaking of 1194 and the survey of ploughlands
four years later, fragments of which still survive. William of Ely in the Red
Book of the Exchequer saved the returns of knights’ fees of 1166; he was
doubtless partly responsible also for the great enquiry of this reign recorded
in the Book of Fees. The Exchequer officials by 1215 must have had access to an
almost unmanageable mass of material relating to tenures of every kind.
It is customary to divide the records of current
business into the two series of Exchequer and Chancery records, the former
consisting of membranes fastened together at the head, the latter of membranes
sewed, the foot of one to the head of the next, to form a continuous roll. The
distinction is a real one: thus, the Plea Rolls, which are Exchequer records in
form, were actually Exchequer rather than Chancery documents; judges sat in the
Exchequer to hear common pleas and all judicial rolls were returned, or were
supposed to return, to the Treasury. Yet it would be misleading to make the
distinction between Chancery and Exchequer the starting-point in the analysis
of English administration at this time. Both were activities, inseparable in
practice, of the royal Curia and, taken together, did not exhaust the functions
of the Curia, either as a financial or as a secretarial body.
The king was the source of order and justice. His
court was the seat of government. In John’s reign the judicial, financial, and
secretarial elements in the royal household were well developed, and through
them the Crown kept in touch with, and controlled, the whole country. The two
marks of the household were a capacity for indefinite expansion and a tendency
to differentiation. No logical line can be drawn between the groups of men, the
furniture and wagons which followed the king from place to place, and the Great
Council of ecclesiastics, magnates, officials who gathered about him on solemn
occasions; we cannot say where the household ceased to comprise the activities
of his subjects. A great baron who had the right to carry the sword or hold the
cup when the king sat in state, and the humble tenant who held his land by the
serjeanty of carrying the king’s letters to Newcastle or providing bread for
his kitchen, were alike involved in the business of the household. Wherever the
king came, a score of lament duties might leap into activity, in the stable or
the kitchen, at the gate or in the forest; and all would be under the
supervision of the royal Chamber. Every kind of activity, from matters of State
to the trivial details of domestic life, were within the cognisance of the
Chamber, and of its financial department, the Wardrobe. They come before us in
the records of expenditure (Misae rolls) which can definitely be described
in John’s reign as rolls of the Wardrobe. The almoner who periodically feeds a
crowd of poor folk is paid in the Wardrobe. The candles burnt before the holy
relics and the royal gambling debts are alike charged there. If the king takes
a bath, his aquarius draws his fee at the
Wardrobe; if huntsmen and dogs are summoned or sent into temporary seclusion,
the expense of their maintenance is entered on the roll of the Wardrobe. A messenger arrives carrying a gruesome burden, the heads of
some treacherous Welshmen; another departs bearing a fragrant garland of roses
from Geoffrey Fitz Peter’s gardens at Ditton to the King’s mistress; both are
paid in the Wardrobe. The rolls reflect national as well as domestic interests.
The Wardrobe has its chests for important documents, the charters or receipts
of great nobles, the correspondence of foreign princes, its sacks of money, its
chequered cloth for the reckoning of accounts, its clerks with wax, ink, and
parchment. It handles the money which the Chamber can draw at will upon the
royal treasure. Normally the outlay is not large; it meets current expenses,
presented to the Chamber by various departments or individuals. These bring
their computi, which are sometimes
examined by one or two officials—for example, Richard Marsh, Keeper of the
Seal. Their accounts, if of any length, are entered on the dorso of the Misae roll. But when a great expedition is on foot, the roll
shews that large sums are involved—long lists of pensions are paid to foreign
allies, wages to hundreds of Welsh mercenaries. The Wardrobe and Chamber are
working with the Marshalsea as a War Office.
Naturally, the growth of business involved
differentiation. Some officers of the Chamber were always with the king, for
they had the small seal, which operated the whole machinery of state. The
Wardrobe was generally with the king but not always. It was still literally a
wardrobe, as well as a financial department—the royal tailor (scissor) was
a prominent person in it—and when the king was a guest, as of the justiciar in
his manor at Ditton, the furniture of his bedroom was not required; the carts
and horses carrying the wardrobe waited for the king elsewhere. The Chancery,
so far as it was independent of the Chamber, might or might not be with the
king, and if the keeper of the seal were in the Chamber, the presence of the
chancellor was not necessary. Sometimes, when John was making a rapid tour far
away from London, Chancery and seal, chancellor and keeper, all stayed behind.
Letters under the great seal were issued under a writ of small or privy seal,
and a note to this effect was inserted in the Patent or Close or Charter roll.
Departmental officers were empowered to authorise letters affecting their
departmental business, just as the Exchequer issued writs under the Exchequer
seal, which was a facsimile of the great seal, without reference to the king.
Indeed, it would seem that public documents of the highest importance might
pass the great seal without a royal writ of authorisation, for King Richard
deprived Longchamp of his great seal on the ground that he had affixed it to a
treaty which infringed the customs of Poitou. The same possibility of temporary
detachment from the king existed in the case of the judges and barons in his
train; when we are told that the king was in one place and the Curia in
another, we may probably see a distinction between the domestic and the
non-domestic elements in the household.
These facts show that the tendency to specialisation
was due to the expansion of business in a feudal household which had a kingdom
for its province. The Chancery, the Wardrobe, and the court of justices were
the links between the royal chamber and the country. They were extensions of
function, which kept the Crown in touch with earlier localised expressions of
the royal power and which were destined to produce intricate developments in
their turn. Let us take, for example, the relations between the Wardrobe and
the Exchequer. As spending departments they are hardly distinguishable. If the
Chamber were short of ready money and no one was at hand to lend it, the
Chancery would be ordered to send the bills of the royal huntsman and tailor to
the Exchequer in a writ of “liberate”, which would be entered upon the Close
Roll. The earliest Close Rolls indeed were records of such letters, although in
a few years (by 1206) they became registers of miscellaneous correspondence
issued under the great and small seal. In such a case the Exchequer, through
the medium of the Chancery, would stand in precisely the same relation to the
Chamber as the Wardrobe did. We may regard the various chancery rolls of
letters patent and close, of charters, and oblations or fines, together with
the wardrobe accounts of loans (prestita) and
expenses (misae), as developments of the
chamber rolls which, though now lost, are known to have existed from the middle
of the twelfth century. They were devised, perhaps by Hubert Walter himself, to
keep a systematic record of the complicated relations between the Chamber and
the administrative machine.
The frequent and sometimes prolonged absence of Henry
II and Richard I in their continental fiefs had naturally had much influence on
English government. The justiciar was the king’s deputy during these periods of
absence. He transmitted or executed royal commands under his own seal and
presided over the King’s Court. He was inevitably less independent and
self-contained than the king; he required a base; and the evidence suggests
that this base was the Exchequer, just as the Exchequer at Caen was the base of
the Norman seneschal. Longchamp, who combined the functions of justiciar and
chancellor and therefore issued letters under the great seal, made the
Exchequer his headquarters. When he was justiciar, Hubert Walter was constantly
concerned with Exchequer business. Geoffrey Fitz Peter, though frequently on
circuit or in John’s company, had his head-quarters at Westminster, where he
presided over the Bench or Court of Common Pleas and supervised the agreements
known as final concords. At Westminster the justiciar found the treasurer,
barons, and officials of the Exchequer as well as the judges. He was in the
chief palace of the kingdom, a home of routine and orderly tradition. The royal
treasure was there, or at the Temple on the way to London, or in the Tower on
the other side of the city. The records of judicial proceedings could be
examined there. The activities of Westminster, although in fact no less than in
theory an extension of the activities of the wandering court, were the
expression of official as distinct from arbitrary power. The Exchequer was the
seat of public law, the home of a professional civil service linked up with the
administration of the shires, the collection of taxes, and the work of the
justices; it expressed the fact that, whether the king was at hand or not, the
king’s government always went on. By this time it sat almost continuously
throughout the year, and the two terms of Michaelmas and Easter were merely
periods of concentrated business and audit.
Henry II’s judicial reforms had started a similar
development of judicial officialism, whose rules, practices, precedents were
rapidly giving shape to the body of common law. The king usually had in his
train a group of justices who heard pleas. In theory the king was present; the
proceedings were recorded on a roll of pleas before the king. In fact also the
king was present as often as not, and, if some great tenant-in-chief were
concerned, or some knotty point had been deferred to him, or some new ordinance
had to be sanctioned, the Curia Regis became a council of prelates and barons
as well as judges. At this date there was no distinction between the Council as
a future parliament and the Council as a future King’s Bench, nor between
equity and common law, John, who took his judicial work seriously, dealt with
all sorts of matters, sometimes as an arbitrator, more frequently as a judge.
Yet the differentiation of judicial business in the technical sense can already
be traced. If we read the story of the wrangles, the abusive give and take,
between John and his barons, described by the biographer of William the
Marshal, we find it hard to draw the line between a family quarrel and the
pleadings in a court of justice; if on the other hand we read the cases which
the clerks of John’s justices thought it wise to record, we breathe a rarefied
air. There is less formality, less specialism than there is at Westminster, but
most of the cases are very similar.
The later history of England is the history of the
conflict of various tendencies within this great royal household which we have
tried to describe in the preceding pages—a system so simple in principle, yet
so complicated in structure, concentrated here, diffused there, in one place a
thing of routine, in another almost anarchical in its irresponsibility. During
the first few years of John’s reign these tendencies were in equilibrium. The
king had in his justiciar, chancellor, and treasurer three of the most
efficient men of the age. His justices, sheriffs, castellans, and more intimate
officials and companions were, on the whole, men who had been trained in the
service of his father and brother. The baronage supported him loyally in his
conflict with Philip Augustus. The change for the worse was gradual, and the
loyalty of the majority of the administrative officers and of an influential
minority of his barons was remarkable to the very end. It stood the strain of
his frequent fits of petulance, suspicion, and treachery. Yet under the
demoralising conditions of the interdict, the breach between the king and the
mass of the baronage became marked. The influence of the coterie of domestic
clerks, knights, bachelors, and mercenaries about him grew, until at last all.
the efforts of men of stability and moderation to maintain peace were in vain.
During the earlier years, however, the Crown
strengthened its hold over local administration and profited by the
increasing prosperity of the country. Hubert Walter’s policy was continued and
extended by John’s ministers.
Far-reaching reforms were made in the organization of
local finance under the supervision of the Exchequer. It has been noted that
during this period the sheriffs frequently acted, not as firmarii but as custodes, and although the exact bearing of this change cannot be
satisfactorily explained, it was doubtless connected with the enormous increase
in the profits of the shires—an increase so onerous and involving so much
extortion that it was attacked in one of the clauses of the Great Charter.
Again, by the introduction of the grouping of debts under the sheriff’s name
and the contrivance of the dividend tally or single receipt for a variety of
small payments, the Exchequer began to meet the problems of bookkeeping caused
by the innumerable fines and amercements. These reforms involved important
changes in Exchequer administration and increased the efficiency of the
sheriff's departments, for the sheriff was made more directly responsible for
the collection of local debts. His extended powers gave him opportunities for
exaction to which both the Charter and subsequent complaints bear witness.
The Exchequer, indeed, was in touch continuously with
every section of the community. The great inquiry of 1212 into tenures was no
isolated, although it was an impressive and comprehensive, achievement. The
very rapidity with which it was carried through proves that the data were
easily acquired, and comparison between the returns and the parallel
compilation in the Red Book of the Exchequer shows that the Exchequer was
already in possession of much classified material. For example, the resumption
of alienated demesne, which the Waverley annalist erroneously supposed to be
the main object of the great inquiry, had begun several years before, e.g. in the honour of Lancaster. The revenues from the royal estates increased,
sometimes by fifty or a hundred per cent. Bensington in Oxfordshire, which in 1189 was farmed at £57. 8s., was valued at £100 in
1199, and in 1208 was expected to bring £149. 2s. into the Exchequer. The
constant talliages to which the demesne was liable pressed hardly upon the
boroughs, the Jews, and the estates of bishops, chapters, and monasteries which
came into the king’s hands during the Interdict. A Gloucester writer complains
that the talliage of 1210 affected all the churches of England, rich and poor,
so that not even the lepers escaped. Among the scores of municipal charters
granted or confirmed by John, only about half-a-dozen contain a clause of
exemption from talliage. John took the Jews under his special care. Hubert
Walter had established government supervision of Jewish transactions at the
Exchequer. In 1201 their position was confirmed in an elaborate charter. They
were safeguarded, so far as was possible, from such savage outbreaks as had
disgraced Richard’s accession; they lived in special quarters under the
protection of royal castellans, and had the right to be tried by their peers.
This was probably the period of their greatest activity, for every baron turned
to them in his embarrassments, and their wealth helped to build more than one
noble monastery; but their privileges isolated them and were useless against
the king. John took 4000 marks for the Charter of 1201; in 1210 he laid hands
upon them and demanded a talliage of 66,000 marks. His knowledge of their
transactions was used to exploit them as well as their debtors, while in times
of political excitement, as in 1215, they were exposed to attack as the king’s
creatures.
Society as a whole was hardly less responsive to
official discipline. Heavy scutages were levied annually, there was a plough
tax in 1200, a seventh on barons’ movable property in 1203, a thirteenth on the
value of chattels in 1207. The opposition, even of the clergy, was slight, for
although the Church forced the king to confine the thirteenth to the laity, it
found it advisable to subscribe. At this time of war and anticipation of French
attack on England, the spirit of the people seems to have been as docile as the
administration of Geoffrey Fitz Peter and William of Ely was efficient. A sum
of nearly £60,000 was raised from the thirteenth within a few months, and in
the following year the justices on eyre were ordered to inquire into the
arrears which were still unpaid. The recruiting of mercenaries in Wales and the
March, the collection of stores and material, the arrangements for transport in
the earlier years, involved elaborate organisation and implied general
acquiescence. The ease with which the Angevin kings could bring together a
large fleet by uniting the resources of the ports is revealed for the first
time in the letters of this reign, and there is an element of truth in the
exaggeration that King John was one of the founders of the English navy. The
plan, made in 1205, for the military organisation of the country is an even
more impressive witness to the administrative unity of England : every group of
nine knights was to equip a tenth; the population was to be formed into a vast
sworn commune under a hierarchy of constables, who in shire and hundred, city
and borough, were to enforce the obligation of every male of twelve years of
age and upwards to defend his country.
The baronial movement, which led to the first
political struggle in English history, was closely connected with the social
development, the growing capacity for corporate self-discipline, which was the
counterpart to the development in administrative unity and bureaucratic
control. The rebellion of 1215 was separated from the rebellion of 1173 by over
forty years of political experiment and social advance. Prelates, barons,
lawyers, clerks, knights, and burgesses had behind them a record of concerted
endeavour. They were capable of thinking intelligently and critically. Beneath
the rule of the royal court, of sheriffs and justices, in hall and chapter and
cloister, in the courts of the bishop and the archdeacon, of shire, hundred,
and manor, in the borough and the market, a self-reliant life was actively at
work. The dominating issues of the reign have too often diverted attention from
the organic developments in English society. The intensity of local and class
interests breaks through the records of bishopric, abbey, and borough. The
bishop disputes with his chapter, bishop and chapter with the neighbouring
monasteries, the Benedictine with the Cistercian, and the orgy of passion is
full of dialectic concerned with endless technicalities, involving constant
reference to Rome. All parties were conscious of being bound up with a great
legal system which they were helping to define; and the energy and purpose in
the life common to them all were enshrined in the buildings—so intricate and
beautiful in their austerity—which have survived to this day. The main part of
Wells Cathedral, the choir of Lincoln, the western bays of the nave at
Peterborough, the retrochoir of Chichester were built or finished in Richard’s
reign. When John died the galilee at Ely and the choir at Lichfield had been
completed; and the masons were at work upon the transept and nave of Lincoln,
the choirs of Fountains and Rochester, the west front of Peterborough, the
retrochoirs of Winchester and Worcester, and the church of St Saviour’s,
Southwark. Around some of these and other marvels in stone, the burgesses were
adjusting their secular affairs; for the reign of John marks the climax of the
vigorous municipal movement of the twelfth century. He granted more than
seventy known charters to from fifty to sixty boroughs. These charters were not
extorted by the pressure of new circumstances; the great majority of them
confirm or develop existing privileges and date from the early years of his
reign—nine from 1199, eighteen from 1200, fourteen from 1201, six from 1204,
eight from 1205. In Normandy and Aquitaine his generosity had a political
motive, in England it was probably bought by the large sums which, as the
oblate rolls show, he received in return. In our municipal history the
foundation of Liverpool is his only act of distinction, just as the foundation
of Beaulieu was his main achievement as a patron of monasteries. The absence of
a royal policy, as indeed of a determined communal movement, increases the
significance of the boroughs in the quiet economic development of England. The
boroughs were gradually and in very various degrees acquiring certain notes or
characteristics which distinguished them from other groups or areas; all had
tenurial privileges, many had the right to appoint their own officials, control
their courts, and, through a gild merchant, protect their trade. John’s charter
to Dunwich refers to the representation of the borough by twelve men before the
justices—a privilege which every sheriff could feel to be distinctive. The
phrase “free borough” (liber burgus) which is
common in charters of this reign, was used as a convenient and elastic formula
by which a place was recognised to possess a status different from that of a
manor but which did not “tie the grantee to a particular model”. “Thus the
connotation of ‘free borough’ varied from the privileges of London or
Winchester to the mere burgage tenure of the humblest seignorial borough”. The
arrangements for the defence of England in 1205 show how the borough was
regarded as a type of ‘commune’ fitting into the structure of the whole
community.
The interests of most of these small societies were
doubtless insignificant. With the exception of London, they could exercise
little, if any, pressure as separate bodies, and they had no opportunity of
joint action, except on the few occasions on which the king summoned
representatives of selected towns for some definite and fleeting purpose. Yet
the significance of these centres of continuous and organised activity is very
great. They were proud of their traditions, tenacious of their customs, able to
bargain with their lords. The story of Abbot Samson’s relations with his
borough of Bury St Edmunds is not only a typical piece of municipal history; it
is also a picture in miniature of efforts which were made in all classes and
communities towards self-assertion and definite understandings. The insistence
upon customary procedure, the definition of the competence in jurisdiction of
the monastic cellarer and the borough reeve, the wrangles about reapsilver and other dues, the substitution of fixed
payments for vexatious assessments, the charge that rich burgesses were
favoured at the expense of the poor, the wise adjustments made by the abbot,
help us to understand the dual character of English rule. At every turn the
administration co-operated with local bodies; it extended the traditional
system of the sworn inquiry, and trained knights and burgesses in the service
of the whole body politic. The local juries summoned by the sheriff to give
evidence on any matter upon which the justices might require local information,
or to assess taxation or view expenditure, had very great public
responsibility. They might be called upon by the Crown to justify their
evidence, and if they were negligent they fell into the king’s mercy. The
practice of calling up knights from the shires to report, with authoritative
testimony upon judicial proceedings in local courts, was firmly established at
this time; and the non-existence of any clear line of division between juries
in judicial and administrative matters made it easy to call upon local
representatives for conference as well as for testimony. For example, it would
be hard to draw any line of principle between the twelve burgesses who went to
the justices on eyre and, let us say, the “duodecim de melioribus et discretioribus hominibus” ( twelve
of the better and more discreet men ) of Bristol, whom King John summon one
occasion to Marlborough to hear his commands; and from this it was an easy step
to a conference of representatives from various towns with a royal official on
such business as the defence of the land. The employment of local people in
public administration within their own areas had naturally gone much further.
In 1194 Hubert Walter ordered the indirect election of knights or other
law-worthy men who should report upon the escheats, wardships, and
demesne of the Crown. The survey of wainages in 1198
was made by knights elected for the purpose. The Assize of Measures was
executed by local wardens. The collection of a fifteenth on merchandise in 1205
was entrusted to six or seven of the more substantial men who were to be
elected in each port. Among the writs which prepared the way for the great
concentration of forces at Nottingham in September 1212, preliminary to the
projected attack on Wales, there is a letter dated 18 August ordering each
sheriff to summon all those who were in debt to the Jews to appear before the
king, and also to appear himself with all haste”. In the following year John
summoned four men from each shire to discuss the affairs of the realm. The investigation into abuses which were denounced in the Great Charter was
entrusted in each shire to twelve sworn knights, who were to be elected in the
Shire Court; and, if civil war had not broken out, these local commissions
would probably have been brought together, as similar bodies were in 1258 and
subsequent years. In the light of all these instances of the practice of
representation, the puzzling passage in Roger of Wendover’s chronicle on the
assembling of local juries at St Albans in 1213 loses much of its significance.
The gradual extension of the representative principle
was a necessary stage in the development which led to the parliamentary system,
for the peculiar tenacity of this system was due, not to an organisation which
had many continental parallels, but to the fact that the knights and good men
of the shires had already become inextricably involved in the government of
England. The developments of the twelfth century had done much to prevent the
formation in later times of a rigid system of privileged classes, mutually
exclusive of each other. The distinctions between different classes of men
were, indeed, recognised by English law, but England was not to contain clearly
defined estates. The unity of English society, at least in its
administrative capacity, explains the fact that, once the baronial opposition
to John had been formed, its demands were more than a class manifesto.
The growth of trade had done something to strengthen
the community of interests. Two clauses of the Great Charter (Caps. 35, 41)
define important principles of commercial policy. One re-enacts an assize of
1197 which ordered that throughout the kingdom the same weights and the same
measures of wine, ale, and corn should prevail, and that cloth should be woven
of the same width; the other abolishes maltolts or
new customs charged on merchandise and, repeating an order of the year 1200,
gave all merchants, except those from lands at war with the king, the right of
free entry and exit from the country. The Assize of Measures had always been
difficult to enforce, and numerous letters of exemption had been sold. The
policy of freedom to trade involved innumerable modifications in practice; each
borough insisted upon its exclusive privileges or monopolies, each landholder
would continue to exact the customary tolls, but the prosperity of both
depended to an increasing degree upon the presence of the merchant class.
London for a long time had had close connexions with the traders from Cologne
and the Meuse valley, for through the Lorrainers they had the benefit of merchandise
which came by way of Ratisbon from Constantinople, the market for gold and
silver and precious stones. The relations of the South and East of England with
the Low Countries and Germany had grown rapidly during the later years of the
twelfth century. The men of Boston, Yarmouth, Lynn, Sandwich, and the southern
ports exchanged wool, cheese, and tin for wine and cloth. The traders of
Brabant came from Antwerp, Louvain, and Brussels, the Frisians from Emden and Stavoren. Saxon merchandise was imported from the
Westphalian towns, or through Bremen by way of the river valleys of Brunswick.
The men of Cologne, now a great city whose political sympathies were with the
English kings and their nephew Otto of Brunswick, came through Utrecht or by
the toll station at Geervliet at the mouth of the
Meuse. Elsewhere the movement which involved England in the ecclesiastical life
and political adventures of Europe had brought commercial relations, notably
with Aquitaine, Portugal, and Lombardy. Two important measures taken by John,
with the counsel and consent of the magnates, ten years before the Great
Charter was granted, illustrate the growing appreciation of the value of these
commercial ties. In June 1204 he laid down rules for the conduct of trade
between England and the lands of Philip Augustus. Although the bitterly
resented conquests of Philip were hardly completed in Normandy, trade, except
in food-stuffs, was by no means forbidden; but a small host of local elected
officials was created under three commissioners to levy a fifteenth upon all
merchandise carried to or from the lands subject to the French king. Six months
later, in January 1205, another measure provided for the gradual withdrawal of
the old coinage and the issue of new money. Jews, goldsmiths, and foreign
traders were permitted to buy food and clothing with the old money, but were
required to use the new in their main commercial dealings and when they
arranged loans.
This study of English society during the reigns of
Henry II’s sons may now be completed by a short survey of the reign of King
John in England. The outstanding events are the quarrel with the Church with
its consequence, the interdict, and the struggle for the Charter.
Archbishop Hubert died in the middle of the night of
12-13 July 1205. His knowledge of the law and his past service in the highest
positions in the State gave him a personal authority which, at any rate in the
administration of every day, exceeded that of John himself; and his influence
upon policy was revealed in a very puzzling way during the last months of his
life. In the spring of 1205, while the king was collecting a great host at
Portsmouth and the fate of Rouen and the last Norman strongholds was still
undecided, the archbishop had intervened to interrupt negotiations between the
King of France and John’s envoys, William the Marshal and the royal clerk, Hugh
of Wells, who kept the great seal. The Marshal’s biographer interpreted this
act as a treacherous intrusion by a jealous man; yet, if the Coggeshall
chronicler was rightly informed, the Marshal and the archbishop joined shortly
afterwards in dissuading the king from his intended campaign in Poitou.
Whatever manoeuvres lay behind these actions, it is significant that the
archbishop was still able to get his wav, and it is still more significant that
he seems to have insisted, as archbishop or chancellor or in both capacities,
on his right to be consulted and to add his authorisation to important
negotiations. It is unlikely that he acted merely on his own behalf; we may
perhaps read in this intervention by a dying man an attempt to define a view
which, in the next reign, was to become a constitutional principle of the
baronial party: namely, the responsibility of the chancellor to the king and
his advisers for the use of the great seal which authorises royal acts.
However this may be, the king was greatly relieved by
the archbishop’s death. He was free to press on his grandiose schemes, the
first of which was the abortive French campaign which occupied him during the
summer and autumn of 1206. In 1207 he got rid of his half-brother Geoffrey,
Archbishop of York, who had resisted the collection of the thirteenth from
tenants of the Church. The secular administration of the great northern see
was, like that of so many other sees in this reign, placed under the control of
royal officials. King Richard is said, during a dispute with Hugh of Lincoln in
the last year of his reign, to have raved against the timid scrupulosity of the
English officials and to have threatened to send his mercenary Mercadier to
deal with the stiff-necked saint. John was now in a position to put his
brother’s hot speech into cold practice.
The opportunity was improved by the quarrel with Rome.
The king set his mind, Roger of Wendover informs us, on having as archbishop a
man who had been trained in the royal service under his eye and was familiar
with his affairs. From his point of view the obvious man was the Bishop
of Norwich, John de Grey, whom John persuaded the monks of Christ Church,
Canterbury, to elect in December 1205. But the situation was complicated by two
very important facts. In the first place every election to the archbishopric,
at least since 1162, had raised the question of the fit and customary
electorate. The monks had persistently refused to allow the co-operation of the
bishops of the southern province; the bishops had insisted upon their right to
a voice in the election. In order to steal a march upon them, some of the
monks, in the night when Archbishop Hubert died, had hurriedly and, so it was
decided afterwards, uncanonically elected their sub-prior, Reginald, and had
sent him off to Rome to receive the pallium. Reginald could not keep the
occasion of his journey secret, and the bishops had discovered it. The disputes
and appeals to Rome which ensued added significance to the second complicating
fact—the well-known attitude of Pope Innocent III. Innocent, frequently and
persistently, tried to supervise the election of bishops in Normandy and
England, in order to bring them into conformity with the decrees of the Lateran
Council of 1179. His sagacious decision in a difficult case in 1199-1200, when
Manger, Bishop of Worcester, a good man of illegitimate birth, had been chosen,
was later to be included in the Corpus Iuris Canonici (the decretal Innotuit nobis olim). He detested the delays in appointment, and the method, still
generally adopted, of election by representatives of the chapter in the king’s
chamber; and he had seized any chance of submitting the process in particular
elections to the test of the canons. Hitherto, a breach between Pope and king
or between Pope and clergy had been avoided; but the situation created by the
double election of Reginald and John de Grey raised fundamental issues. The
validity of the recent elections and the case between the bishops and the monks
were clearly matters for decision at Rome, and, after Innocent had quashed the
second election, the king consented to a fresh election before the Pope by
sixteen accredited electors from the monastic chapter. He promised to abide by
the election of any Englishman, but privately extorted an oath from the
majority of the monks that they would again choose John de Grey. In December
the various parties—proctors of king and bishops, with the representatives from
Canterbury—urged their various causes, and Innocent in full consistory decided
that the suffragans had no right to interfere in the election of an archbishop,
but also that the sub-prior’s election was, like John de Grey’s, invalid. He
brushed aside the oath extorted by the king, and called their attention to the
claims of the Englishman Stephen Langton, a cardinal who had won fame as a
scholar at Paris. The electors, with one exception, were persuaded, and King
John must have heard of Langton’s election early in January 1207, three or four
weeks after his return from Poitou.
John was a master in dilatory negotiations, and the
great interdict was not published by the three bishops, London, Ely, and
Worcester, to whom Innocent had entrusted the conduct of the affair, until 24
March 1208. In spite of royal opposition Langton had been consecrated by the
Pope at Viterbo in June 1207. John had retaliated by refusing, to receive him
and by ejecting the monks of Christ Church. Proposals for a settlement came to
a head in January 1208, when the king informed the three bishops that he was
ready to come to terms, “saving his royal rights and liberties”. On 12 March,
in the presence of all the existing bishops, he met Simon Langton, the
archbishop’s brother, at Winchester. Simon, speaking from instructions,
insisted upon full and absolute obedience. John’s fury broke loose, and the
negotiations eroded abruptly. He immediately proceeded to appoint royal
bailiffs for the administration of the dioceses. The Bishop of London and his
two colleagues published the interdict, and with one or two other bishops, fled
from the country.
The view which the archbishop took of the quarrel is
illuminating. In a letter addressed to the English he argued the case, not so
much as a papalist, but rather as an exponent of feudal custom in the light of
those high principles of law to which all human law should conform. John’s
position was not so strong as Henry II’s had been, for Christendom, which was
now firmly united under Innocent III, was divided in the days of Alexander III.
By putting himself against the will of the Church, canonically expressed, by
refusing to honour his own promises, John was imposing upon his vassals an
obligation which made them traitors to the supreme lord, the King of Kings, God
himself. Even a slave is not bound to his lord in everything. And
Langton was writing to free men, to men who understood the legal and moral
implications of lordship. Any vassal who broke his obligations to the king at
the will or command of inferior lords was regarded as a traitor, for he had
done homage to his lord “salva fide domini regis”. John had placed his vassals exactly in this
position, for they owed him obedience “salva fide
Domini superioris, scilicet Regis aeterni” ( with the
faith of the supreme Lord, that is, the eternal King ). The time was to come
when the archbishop would be ready to maintain his doctrine of feudal freedom
and feudal responsibility against the Pope himself. The king’s attitude, on
the other hand, was frankly conservative and separatist. He undoubtedly
reflected the views of administrators who thought of English custom in
non-feudal terms, and had breathed that historical atmosphere which was so
prevalent in the court of Henry II. It is curious to find him appealing to
English practice in the reign of Edward the Confessor, and linking the story of
St Wulfstan’s appointment to the bishopric of Worcester with the argument that
English prelates were by custom elected in the royal Chamber. We know that he
had men about him who were ready to argue on behalf of royal rights against the
claims of the Papacy in the manner of the Anonymous of York a century earlier.
That John of all people should compare himself to the Confessor and take St
Wulfstan, to whose protection at Worcester he was later to submit his body for
burial, as a patron saint is sufficiently strange. The fact helps us to
understand the mood of men like Geoffrey Fitz Peter and Hubert de Burgh, and to
realise in some degree the influences under which Henry III, the devotee of
Edward the Confessor, passed his childhood.
The years of the great interdict were years of
demoralisation, not because the king did not have the general will behind him,
but because he gradually lost all sense of restraint in a situation which,
however men might endure it, was fraught with daily inconvenience and
humiliation and involved a continuous strain upon the conscience. The
administration, which was probably more efficient at this time than it had ever
been, found little difficulty in coping with the actual facts. The interdict
was an opportunity no less than a menace, and even before it was pronounced
John’s plans were ready. The policy adopted was the seizure into the king’s
hands of all ecclesiastical property, spiritualities as well as temporalities.
Wardens, generally the sheriffs, were appointed in each shire. The amount of
extra work which had to be done in the offices of local administrators must
have been severe, and it was fortunate that important reforms in the
presentation of accounts had recently been made by the Exchequer. Prelates,
religious houses, and parish clergy were alike submitted to this regime and
were provided with a subsistence allowance in the performance of their
attenuated duties. It appears that in each parish this allowance was made under
the supervision of four lawful men. The revenues, with this deduction, were
destined for the royal treasury, at any rate so far as they came from churches
on the king’s demesne. Many barons received royal permission to assume the
control of the monastic houses and churches on their estates and to have the
rents drawn by clerks from their domain. The Earl of Norfolk, for example, got
the custody of the rents and property of churches in his gift, and of the
abbots of his fief. To what extent custody involved the right to retain the
proceeds in such cases requires investigation. An estimate of the loss suffered
by the clergy during the next five years is impossible, for there was
inevitably much extortion and destruction of property; but the Exchequer admitted
that John had received £105,000, and the king himself was prepared to compound
the sums due in compensation at 100,000 marks. Some of the bishops got fairly
large payments in 1213 and 1214 by way of compensation; the clergy as a whole
had to write off most of their loss. Finally, the king extorted from the clergy
charters of quit-claim of his extortions.
Such was the general character of John’s reply to the
interdict. The plan was not observed universally, for modifications or
exemptions were numerous. The author of the Life of St Hugh of Lincoln,
referring to a certain Reymund, afterwards Archdeacon of Leicester, breaks off
his narrative to observe that, in the days of the interdict, Reymund was one of
the few “ecclesiarum rectores”
who refused to reach an accommodation with the king. Certainly it was to the
interest of any ecclesiastic, at a time when, in spite of a proclamation of
April 1208, churchmen were regarded as almost outside the law and were liable
to suffer personal indignity, violence, and loss, to pay something in return
for protection and the control of his property. Acquiescence on the part of the
lower clergy was inevitable, and for six years Englishmen had all around them a
Church which did not function, closed buildings, unused cemeteries, silent
bells, disconsolate dignitaries, and parsons whose only duties were the baptism
of infants in private houses or the celebration of mass for the dying. If they
had bought control of their estates, they would suffer from the heavy talliage of
1210; if they had not, they lived on pittances provided by the wardens—royal
officials, their landlords, or a group of their own parishioners. The orders of
regular clergy, if they obeyed the papal decree, were debarred from the
spiritual exercises in choir which were a necessary counterpart to their daily
tasks and private devotions. The Cistercian monks, it is true, noted for some
time in disregard of the papal injunctions, and in obedience to the Abbot of
Citeaux continued their services on the ground that no authentic copies of the
papal bull had reached the Order; but they were compelled to submit, and, on
the other hand, though they got control of their lands, they were pillaged
unmercifully by the king, notably after their refusal to finance his expedition
to Ireland in 1210.
It would be tedious to analyse the negotiations which
continued at intervals before John's definite promise of submission in May
1213. Peace hovered on the horizon in October 1209, but its fugitive appearance
was followed by the personal excommunication of the king. From this time all
leadership of the Church in England dismembered. John could rely on only two
bishops, his friends Peter des Ecuhes, of Winchester,
and John de Grey, of Norwich. His servants, the two brothers Jocelin and Hugh
of Wells, the one now Bishop of Wells, the other of Lincoln, withdrew after the
act of excommunication. Another ally, Philip, Bishop of Durham, had died in
1208. As the Bishop of Norwich was justiciar in Ireland from 1209 to 1213, the
king had the Bishop of Winchester alone of all the bishops by his side during
these years. The sees of Lichfield, Exeter, and Chichester were vacant;
Archbishop Geoffrey of York was already in exile and died in 1212. The rest had
joined Stephen Langton and, with the exception of the Bishop of Worcester, who
died in exile, returned with him. Many of the great abbeys by this time were
also without a head, and some, like Waverley, had been deserted by brethren
unable to hold on any longer. Unless agreement were reached, dissolution
threatened the ecclesiastical system. The credit of averting this disaster lay
with the papal legate, Pandulf, a skilful exponent of the directions of the
bold and clear-sighted Pope Innocent. Experience showed that personal discussion
with John, though it was not shirked, was futile; but early in 1213 the
political situation abroad—the embarrassment of John’s allies, Otto IV of
Brunswick and Raymond VI of Toulouse, and the alliance between Innocent and
Philip Augustus—gave the Pope his opportunity. John had to decide between
submission to the Church and a life and death struggle against a French
invasion, with a disheartened and restless people behind him. He was wise
enough to choose the former alternative.
The situation which developed during the next three
years was a strange and paradoxical one. In the spring of 1213 John had been an
excommunicate, his kingdom declared forfeit by the Pope, his foreign enemies
ready to attack him with the privileges of crusaders. He had posed as the
champion of ancient English customs against alien interference in Church and
State. His justiciar and the officers of his administration were on his side,
and he had extracted promises of support from his people, first at Marlborough
in September 1209, when all freemen were ordered to swear fealty, and again in
1212-13, when the magnates of England and Ireland approved of his resistance to
the Pope. Three years later, in the spring of 1216, he was fighting as a vassal
of the Pope, as a crusader protected by his vows, against excommunicated rebels
backed by the foreign power whom Innocent had used against him in 1213. The
archbishop, whose election had caused all the trouble before 1213, was now
suspended from his office because he had failed to support the papal policy
against the rebels. The clergy who had suffered in the days of the interdict
for the cause of ecclesiastical law and unity now saw their local liberties
threatened by the encroachments of papal emissaries working hand-in-glove with
John.
The attitude of Innocent is not hard to explain. He
had got his way and had reconciled an erring son to the Church. The time had
come for peace, not for wrangling about details. The cardinal-legate Nicholas
was sent to measure justice with prudence. When the bishops grumbled that the
terms arranged in a series of councils for the repayment of their losses were
neither adequate nor properly guaranteed, Innocent doubtless reflected that he
had not been fighting on their behalf so much as for principles which were now
assured. The archbishop and his colleagues, faced with the task of setting
their dioceses in order, naturally took a more insular view, and in any case
the archbishop’s belief in papal authority was bound up with a belief in law
and custom which he could not but interpret, as no Pope or legate was able to
do, in the light of local tradition. The successful assertion of the Pope’s plenitudo potestatis saved the unity of the Church, but it put the local clergy in that equivocal
position from which they were at last violently extricated by King Henry VIII.
The later history of Archbishop Stephen is the first and perhaps the best
example. The scholar, cardinal, persecuted prelate were merged in the English
primate, the chief adviser of the Crown. As such he found that duty and
inclination led him to support, at the risk of papal disapproval, the vassals
against their lord. Just as a few years earlier he had exhorted them to place
their allegiance to the Lord of Lords above their allegiance to the king, so
now he exhorted the king to remember that their loyalty to him is only a
conditional loyalty.
To all appearance John was in a very strong position.
He had got large sums from the property of the Church, from talliages and
scutages; the Exchequer was working smoothly and had recently carried through
its great inquiry of 1212-13. He had fierce, able, well-paid mercenaries at his
service, the ports and shipping had been organised by William of Wrotham, the
feudal levies had not been allowed to forget their military duties. During the
interdict expeditions had been led against Wales and Ireland and had threatened
Scotland.
With Scotland John’s relations had been friendly.
William the Lion did homage to him at Lincoln in 1200 and was able by a series
of concessions to avert invasion in 1209. He had made a show of claiming the
three northern counties of England, but was really concerned to keep his
frontiers intact. In 1209 a castle was rising at Tweedmouth to threaten
Berwick, and after abortive negotiations John gathered a host with which to
enforce a claim to the possession of three castles on the borders. In August
William made peace at Norham. He agreed to pay 13,000
marks by instalments—a promise on the whole faithfully performed—to give
hostages, send his two daughters to John who was to have the feudal right of
finding husbands for them, and to authorise his young son Alexander to take an
oath of fealty for the disputed castles. In return the fortifications at
Tweedmouth were abandoned. The Scottish King, indeed, stood to gain by an
English alliance. He was a feudal lord, hard-pressed at times by native
pretenders and hemmed in by the Norse Kings of the Isles. It was better to have
the English King at his back, even at the cost of vassalage, than to face his
displeasure. So William bought John’s “benevolence” in 1209 and again in 1212.
In this latter year mercenaries from the south helped him against the rising of Guthred son of MacWilliam, while on his side King
William surrendered to John the right of arranging Alexander’s marriage. The
young man, a small red-haired lad of attractive bearing, was knighted by the
English king. His sisters and his father’s hostages, some of whom were sons of
great English barons in the north, remained in John’s keeping, and in the same
year John received the homage of Reginald, King of the Isles.
Alexander, “the little red fox”, as John later called
him, was to cause trouble after he became king, when some of the northern
barons rose in rebellion; but in the meanwhile the understanding between the
two countries was helpful. Indeed William is said to have warned John of the
treachery around him while he was collecting a large host at Northampton for an
attack upon Wales (September 1212). This expedition, for which very extensive
preparations had been made, was intended to put an end to the restless activity
of Llywelyn ap Iorwerth, the king of Snowdonia. Fleets were sent along the
Welsh coasts from Bristol and Chester and the advance by land was to start from
the latter place. The adventure was hurriedly abandoned, the forces summoned
from England, Ireland, and Galloway had to return; but Llywelyn was not in a
position to press his advantage. He was John’s man, for he had done him homage
in 1209, his wife was John’s illegitimate daughter, his son was a hostage, and
John had shown that he was quite ruthless in the execution of hostages and
prisoners. Moreover Llywelyn’s alliance with the other princes of Wales was not
secure, and the English garrisons in the castles of Beganwy and Rhuddlan were on the watch, while the well-organised palatinate of Earl
Ranulf of Chester lay behind. It was in John’s reign, as we may learn from
numerous entries oil the chancery rolls, that the cordon, which his grandson
was to draw tight, was first placed around the lairs of the Welsh princes.
John’s attitude to the Welsh princes was in part
dictated by his position as a great Marcher lord, for during the greater part
of his reign he had direct control of the Gloucester inheritance. Similarly his
relations with Scotland were influenced by the complex of feudal ties which
deprived the border between England and Scotland of most of its reality. His
Irish policy was even more directly the outcome of feudal problems, and reacted
upon his position in England. John de Courcy, Earl of Ulster, whom he overthrew
with the help of the Lacys in 1205, was a
brother-in-law of Reginald, King of the Isles. Hugh de Lacy, the next earl, and
Walter de Lacy, Earl of Meath, had important English connexions, and were
overthrown in their turn with the aid of the lords of Galloway and Carrick.
Their downfall was mainly the result of their understanding with William de
Braiose, the lord of Gower in South Wales and of the great honour of Limerick.
It was natural for men with such vast opportunities and privileges to regard
themselves as immune from those trammels by which they and their peers were
bound in England, yet, if they were unchecked, they were natural centres of
intrigue with the king’s enemies. William the Marshal himself, who esteemed
loyalty as the chief virtue, found it hard to submit his privileges as lord of
Leinster to the interference of the royal justiciar, just as he had found it
hard to accept John’s decision that he must choose between himself and the King
of France, and not try to serve both. The results of John’s imposing and
drastic intervention in 1210 were felt at once in England. The Lacys had fallen, William de Braiose was a fugitive, the
Angevin administration had been effectively imposed upon the Anglo-Irish lords,
and the native Irish rulers had for the time been fitted into the system of
vassal relations. During the next few years John could rely upon the support of
his men in Ireland. They backed him in his resistance to the Pope, and they
sent a strong force under their justiciar, the Bishop of Norwich, to swell the
host which gathered on Barham Down to protect England against France in the
spring of 1213.
It must indeed have seemed to John, as it seemed to
contemporaries, that during these years no man dared withstand him. He had
received the homage of princes throughout the British Isles. And when he in his
turn submitted himself to Rome and knew that the danger of French invasion had
passed, he might well renew the conflict across the Channel with confidence.
The very difficulties of his foreign friends, of which the Pope had taken
advantage, now gave him new prestige, for he could rely on their steady support
in his stand against the growing might of Philip Augustus. During the last few
months he had taken into his pay practically all the lords and very many
knights in the Low Countries, including the Count of Flanders, and the Count of
Boulogne, who with Hugh de Boves, an adventurer from Picardy, acted as his
agent. He was in close touch with some of his old Poitevin vassals, with the
Kings of Aragon and Portugal, and especially with his relative Raymond VI of
Toulouse, He had learned how to play upon the sympathies of the towns of
Flanders and the Rhineland. In short he built up a coalition which all who
felt themselves to be in danger from France or who, like John’s nephew, the
Emperor Otto IV, realised that France was the main obstacle in their path,
could not but join. Just before Whitsuntide 1213, an English fleet surprised
and destroyed Philip’s ships in the Flemish harbour at Damme. Early in the
following year, the king was ready to put the elaborate plans of the coalition
into effect. His northern allies struck their blow through Flanders, while he
moved northwards from La Rochelle. As he marched towards the Loire, his friends
and vassals around him, he played not with his own destinies alone but with
those of Western Europe. No member of his house, not even the great Richard
himself, had ever cut such a figure in the world.
As is well known, John came back to England in October
foiled and disappointed. His own campaign had been inglorious, and in July,
away to the north-east, his rival had scattered his allies at Bouvines. A year
later he was fighting for his kingdom against the most terrible rebellion that
any King of England had yet had to face.
The disasters which began in France and continued
after his return were due in large measure to John’s irresponsible optimism in
1213. We have seen him, apparently at the height of his power, launching out
into great schemes. We have seen him, a few months earlier, a man suddenly
conscious of realities, making a surrender to the Pope as complete as his
defiance had been. Both confidence and despair were rooted in the experiences
of the interdict and excommunication; and the annalists who grudgingly recognised his power testify to the facts which were undermining
it. But John rarely saw the writing on the wall, and, when he did see it, he
immediately forgot it.
The Great Charter is a carefully drawn document, and a
careful examination of the events of the years 1213 to 1215 is required if its
various parts are to be given their due significance. In its general form and
in its insistence upon the return to good customs, it marks the culmination of
the policy which the archbishop had tried to impose upon John ever since his
return. The association of a large body of barons with this policy was due to
John’s aggression after the refusal of many to follow him abroad and to pay the
scutage demanded on his return. The comprehensive nature of the baronial
demands, the result of their association with Langton, reflected that change in
the position of the baronage which has already been discussed. The guarantees
demanded from John, including the expulsion of the mercenaries and the
imposition of a controlling body of twenty-five, were a later development,
fostered by distrust and the heat of dissension.
It is clear that the archbishop’s view of the price
which John had to pay for reconciliation to the Church was administrative
reform. Since his excommunication the king had been very powerful, and his
ministers very efficient, but they had borne very hardly on the people. Suspicion,
to which the exaction of hostages from so many of the royal vassals bore
witness, had bred recklessness and tyranny. The enormous weight attached to the
prophecies and sermons of the hermit Peter of Wakefield in 1212 shows that king
and people were nervously excited. It is significant that John began early in
1213 to issue commissions of inquiry into the misdeeds of local officials; and,
before the archbishop absolved him at Winchester in July, he made him swear to
bring back the good laws of his predecessors, especially those of the
Confessor, abolish bad laws, do justice to all men according to the judgment of
his Court, and render to every man his rights. In the following month, at St
Albans, came a still more explicit anticipation of the Charter. If Wendover’s
narrative can be trusted, the proceedings at this council were very
significant. The king was absent on an abortive cruise which, if his men had
followed him, he had intended to be the beginning of his Poitevin campaign. The
justiciar, with the Bishop of Winchester, the primate, and bishops and
magnates, declared in the king’s name that the laws of Henry I should be
observed and bad laws be done away; and sheriffs, foresters, and other royal
officials were commanded to cease from all injuries and extortion. If Geoffrey
Fitz Peter was really acting in conjunction with the hated archbishop in
forcing a policy of reform, one can well understand that his death in October
was a relief to the king. The justiciar had supported John well, but he must
have seen much to justify his disapproval, The return of the archbishop meant a
return to the normal as it was in the time of Hubert Walter, when justiciar and
archbishop worked together as chief advisers to the Crown. A story current
later at St Albans said that John, when he heard of Geoffrey’s death,
grimly remarked: “Let him go to greet Hubert Walter in hell”. In the meanwhile
the archbishop worked away steadily on earth. At the end of August he faced the
king’s fury and dissuaded him from proceeding “vi et armis”
against the men who had refused to follow him abroad. They were to be summoned
to trial according to law in the King’s Court. As we hear no more of this
quarrel for the time being, it is probable that an understanding was reached
on the issue of foreign service and legal procedure. It was at this time,
during a council at St Paul’s, that the archbishop is said to have produced
Henry I’s Charter of Liberties and to have explained privately to some of the
barons the lines upon which they should proceed.
At all events John was able to take a considerable
force to Poitou. It comprised many barons and knights, as well as Welsh
mercenaries, and, although some of the great men and practically all the barons
north of the Humber failed to appear, it was by no means unrepresentative of
English feudalism. During the king’s absence the Bishop of Winchester, with the
archbishop as chief counsellor, presided over the administration. The legate
arranged a settlement about compensation due to the Church, the interdict was
removed, and, shortly after his return, John formally ratified his promise to
allow canonical elections (21 November 1214). But he was now discredited by
military failure, and the baronial party which desired to see a comprehensive
settlement of abuses and disputed questions had been formed. The demand, made
in the summer, for a scutage of three marks on the knight’s fee, a tax from
which only those who had served in the expedition could claim exemption, had
brought matters to a head. The Exchequer was able to collect only about
one-fifth of the payments due. Early in November the
opposition formed a conspiracy at Bury St Edmunds. They took their stand on
Henry I’s Charter and swore to force the king, if necessary by arms, to observe
the promises which he had made. The terms of their resolution show that they
deliberately associated themselves with the policy upon which the archbishop
had acted since he absolved John in the summer of 1213. Early in January they
appeared at court in the New Temple and called on John to fulfil the oath which
he had sworn at Winchester.
John had one characteristic in common with better
men—he could be most alert in times of crisis. He staved off the baronial
demand by pledging himself, with the archbishop, the Bishop of Ely, and William
the Marshal as sureties, to give satisfaction at Easter. He used the breathing
space to secure his position. He began a campaign of propaganda in the shires,
ordered a renewal of the oath of allegiance, summoned aid from Ireland and
Poitou, and took the last step in self-protection by assuming the cross. Both
sides set out their position before the Pope, who, while urging John to give
lawful satisfaction, admonished the barons for their conspiracies and contumacy
and ordered them to pay the scutage. The barons were forced into the open and
in Easter week, instead of seeking the royal promises again, came together in
force at Stamford.
It was the fashion at the time to describe the rebels
as the Northerners. This was nothing more than a recognition of the fact that
the original nucleus of resistance was among the barons across the Humber,
notably in Yorkshire, who had refused foreign service and the payment of
scutage. The centre of the opposition was in reality Essex and East Anglia. The
North was equally divided and the northerners owed much of their strength to
their understanding with the new King of Scots, the young Alexander II. The
temporary prominence of Eustace de Vesey was due to the fact that he had been
associated with Robert Fitz Walter in the plot which had so disturbed John in
1212. The two barons had fled and their return and restoration to their lands
had been part of the terms imposed on John by the Pope. Robert Fitz Walter was
a very powerful man. Lord of Bunmow in Essex, and of
Baynard Castle, outside London wall on the river to the west of the city, he
was in right of his wife in possession of the lands, also mainly in Essex, of
the house of Valognes. It has been reckoned that his
service must have amounted to a hundred knights. There was no greater man in
the south-east of England, and his position gave him peculiar significance in
London. He had been a strenuous, if at times unsuccessful and suspected,
servant of John, and had fought for him in Normandy along with Saer de Quincy,
lord of Leuchars in Fife, and husband of one of the heiresses of the house of
Leicester. Saer de Quincy, in order that his position in England might be duly
recognised, had been invested by the king with the title Earl of Winchester.
About these two men the rebellious barons of the southeast were grouped. The
adhesion of the Clares to the party gave it a dignity and following which it
could hardly have maintained without them. Richard, Earl of Clare and Hertford,
had entered by inheritance upon the English lands of the families of Giffard and
Saint-Hilaire. In right of his wife, one of the Gloucester co-heiresses, he had
expectations which were fulfilled when in 1217 his son Gilbert became Earl of
Gloucester as well as of Hertford. His kindred were to be found throughout the
higher baronage, and it may well have been the influence of kinship which
brought the young William the Marshal to desert his father and join the rebels.
The party were strengthened also by the adhesion of the Earls of Norfolk and
Hereford, of Fulk Fitz Warin and John Fitz Alan from Shropshire, William Malet
from Somerset and, after some hesitation, William d’Aubigny,
the powerful lord of Belvoir in the Midlands.
It is impossible to estimate the motives which
inspired these men. That there were causes of cohesion due to kinship,
neighbourhood, and the memories of outrage and injustice is clear. Some of the
younger men had suffered from the king’s greed and caprice when they entered
upon their inheritance. Others had been wronged by interference with their
domestic peace, and doubtless many bitter recollections, unknown to a later
age, were stirred by incidents which seem colourless or trivial as they are
recorded on the rolls of Chancery and Exchequer. We do not know, for example,
the dark story which lay behind the enmity of the Earl of Essex, the son of
Geoffrey Fitz Peter; but we do know that his first wife had been the daughter
of Robert Fitz Walter and that Robert had complained of the king’s attentions
to her; and we know that in 1214 the Earl had been compelled to pay or promise
an enormous fine on his marriage, possibly an enforced marriage, with John’s
discarded wife, Isabella of Gloucester. It is certain, moreover, that the cruel
vendetta which John had waged against the family of his old friend William de
Braiose had moved the English to indignation. William was lord of Bramber in
Sussex, of Totnes and Barnstaple in the west country, of Gower, Radnor, and Brecon
in South Wales, of Limerick in Ireland. His fall in 1210 was attributed by the
king to a refusal to pay a debt, and was glossed over by the royal council; but
it was almost certainly due to his and his wife’s knowledge of the fate of
Arthur of Brittany. The story was beginning to leak out. William had to flee
and his wife and heir, captured during the Irish campaign, were starved to
death in Windsor Castle. After this no man who incurred John’s hostility could
feel safe.
Such was the composition of the baronial party which
met at Stamford in the Easter week of 1215. The king was prevailed upon to ask
for the demands of the insurgents in writing. When the archbishop and the
Marshal brought the document to John, he refused the conditions with
indignation. “Why not ask for my kingdom?”. Thereupon the rebels formally
renounced their homage and chose as their leader, “Marshal of the army of God
and Holy Church”, Robert Fitz Walter. On 9 May John offered arbitration by four
men from each side with the Pope as supreme arbitrator, and repeated his former
undertakings to proceed against no one except in accordance with the law of the
land and the judgment of his peers in the royal court—an anticipation of a
famous clause inserted in a more general form in the Charter (c. 39). But the
barons were rapidly gaining control of the home counties, and although John had
some success in the West, notably at Exeter, he had to submit to meet them at
Staines with a view to a formal treaty of peace.
On 17 May the baronial forces had entered London. The
great city had been steadily favoured and fleeced by the king since in 1191 he
had made friends with its leading citizens and encouraged it to form itself
into a commune. The commune, in any technical sense of the word, had not
lasted, but during the reigns of Richard and his brother the city had thriven.
It was now ruled by a mayor—John’s last attempt to placate it shortly before
its rebellion had taken the form of a charter in which he recognised its right
to elect this official every year—it appointed its own sheriffs and collected
its own rates and taxes. Its chief court was the busting, composed of the
mayor, the elected aldermen of the wards, and the “good men” or barons of
London who sat with them on the four benches. On two occasions, once under the
leadership of William Fitz Osbert in 1194 and again in 1205-6, the lesser citizens
had tried to overthrow the civic aristocracy which governed, or, as they said,
misgoverned them, and on the latter occasion the king had sent a special
commission to hear Crown pleas and to supervise a reconstitution of the
council. From this time the governing body, which held the Hustings Court and
had charge of the financial administration, consisted of the mayor and
twenty-four sworn councillors elected by the community. The duties of watch and
ward and the rules for the collection of rates and talliages were about this
time carefully defined, and a strong sense of corporate life prevailed
throughout the sokes and parishes, and in the artisan
quarters of the city. Progress naturally produced the desire for greater
freedom for more far-reaching reforms which would restrain the king’s habit of
demanding heavy talliages and would distribute power within the city more
generally. The Londoners wanted more control of the river, security against
Jews and foreign merchants, reforms in the customs and exchange. They wanted
the mayor to be elected, not by the ruling class, but in the folk-moot which
was fast becoming obsolete. Robert Fitz Walter, who, as lord of Baynard’s
castle, bore the title of “signifer et procurator” of
the city, saw his chance. If any were hostile they were unheard. The barons
occupied the city and proceeded to strengthen the walls. When they marched up
the valley of the Thames to meet the king, they had the mayor of London with
them.
The real history of the Great Charter, which was
drafted and redrafted during the discussions at Runnymede, belongs to a later
age. That as a whole it reflected the best and most stable feeling of
Englishmen—of the moderate barons, the bishops, and the trained
administrators—is clear from the fact that in its revised form it was issued
after John’s death by the legate, William the Marshal, Hubert de Burgh, and
other royalists. In the form given to it in 1225 it was regarded as a definite
settlement of the law which regulated the relations between the Crown and the
vassals, and the administration of justice and finance. In this form, much of
it was old, some a mere restatement of administrative policy, adjustments and
reforms disputed by none in local and judicial administration, and
reaffirmations, suited to the time, of feudal custom. Since the days of Hubert
Walter royal prerogative could not be synonymous, in any healthy mind, with
arbitrary rule. The acceptance of the Charter had been urged upon John by the
archbishop and by his more responsible advisers, and from this point of view it
was in fact an elaboration of the oath taken by John in 1213 at Winchester;
just as the oath was an elaboration of promises which he had declared at his
accession. Even the clause which forbade the tendency to undermine the judicial
immunities of private courts by frequent use of the writ praecipe was
not so much an act of violent reaction extorted by a self-seeking baronage as
an attempt to strike the balance between traditional rights and the
encroachments of the Curia Regis. What wrecked the settlement from the outlet
was the rising temper of the king on the one hand, and of the rebels—many of
whom were young and inexperienced men or ambitious frondeurs—on the
other. Robert Fitz Walter and his companions had adopted in the name of God and
the Church the programme which the archbishop had originally outlined for them,
but they had no intention of following ecclesiastical guidance when power was
once in their hands. The shrewd observers, such as the author of the so-called Histoire
des ducs de Normandie, who saw in the struggle a
fight for franchises and power, or who, like the Marshal’s biographer,
dismissed it tersely as an act of folly, took a very natural view; but they
were thinking of the men, not of the document. Until John was dead and passion
had cooled and the opportunity for enjoying the sweets of power and revenge had
gone, the only clauses of the Charter which mattered were those which
transferred the control of affairs to the barons themselves.
For a while John had to wait on events. He did his
part, and issued the necessary orders for the investigation of local abuses
with the aid of twelve knights from each shire, and for changing local
officials. He had protested that his feudal lord, the Pope, must have a say in
the matter, and he saw to it that Innocent got his version of affairs. He was a
crusader under the protection of the Church, and, so long as he could send
messages abroad, he could be sure of buying support from his friends on the
continent, He was powerless for the time, and ill in body, but he could carry
his oath lightly. Everything indeed depended upon the way in which the barons,
and especially the body of twenty-five who were chosen to protect the
settlement and see that the royal grant was observed, interpreted their
opportunity. For some years the king had depended in the main upon a select
band of men like-minded with himself, English lords like Robert of Vieuxpont, the Bassets, and William Brewer, administrators
like Philip of Ulecot and Henry of Cornhill, a crowd
of obscure “bachelors’ or lesser landholders and household followers, and the
powerful foreign adventurers, such as Faukes de Breaute, the low-born Norman who was sheriff of Glamorgan,
Hugh de Boves, who acted as his agent abroad, and mercenaries from Touraine,
several of whom had charge of shires or castles or both. Gerard of Athee, the chief of the latter, was no longer alive in
1215, but the memory of his evil rule in the Severn valley, at Gloucester and
Bristol and Hereford, was still fresh, and Engelard of Cigogne had succeeded him in Gloucestershire. All of them were fearless and ruthless
soldiers, upon whom John could depend. According to the Charter they and their
broods were to be expelled, and if wise counsels had prevailed among the
barons, it is unlikely that John’s friends in England would have done anything
to prevent their departure. But the twenty-five did nothing to win the approval
of the moderate section, and the consequence was that men who looked upon the
rebellion with dislike or misgiving either rallied to the king or took as
little part in affairs as they could. Among those who definitely threw in their
lot with John were some of the chief earls and barons in the country. In
addition to the Earl Marshal, the Earls of Salisbury, Arundel, Warenne, and Chester were on his side. William Longsword,
Earl, of Salisbury was the king’s half-brother and had been his chief support
in recent years. He had ruled Gascony, been Warden of Dover and the Cinque
Ports, led the royal army to Ireland and, in 1214, in Flanders. As lord of Eye
in Suffolk he was a neighbour of many of the rebels. William, Earl of Arundel,
held a great honour owing the service of eighty knights’ fees in Sussex and
another nearly as great in East Anglia, where his seat was Castle Rising. He
was the brother-in-law of the mighty Ranulf, Earl of Chester, who from the
almost independent shire of Chester dominated the middle west and had control
of the honours of Leicester, and, with the exception of the castle, of
Richmond, where he was in touch with the royalists Robert of Vieuxpont at Appleby and Hugh of Balliol at Barnard Castle.
William, Earl Warenne, was like the Earl of Arundel a relative of the king—his
father was an illegitimate brother of Henry II—and, like the Earl of Chester, a
figure in the North. He had Conisburgh in Yorkshire,
Stamford and Grantham in Lincolnshire, and Castle Acre in Norfolk, in addition
to his fiefs in John, supported by the Pope and by many of the English bishops
with Pandulf the papal legate by their side, would in any case be a formidable
foe. He had his mercenaries, and could draw freely for men upon the Low
Countries, South Wales, and Ireland, where he lavished favours upon the
Anglo-Irish barons of all parties. His emissaries were busy in Poitou and
Brittany. By alienating the loyalists in England the opposition made their own
position untenable without foreign aid, and by bringing in foreign aid and a
French claimant to the throne they won a present success at the risk of almost
inevitable failure in the future. Distrust of John was natural and proper, but
from the outset they showed an arrogant implacability which soon degenerated
into the short-sighted egotism characteristic of earlier baronial revolts. The
twenty-five, if one prejudiced but generally reliable author Ay can be trusted,
acted not as watchful guardians but as rulers of the kingdom. John’s
mercenaries styled them the “twenty-five kings.” After the conference at
Runnymede an attempt had apparently been made to place the maintenance of the
peace under a mixed body of barons chosen from each side, and the archbishop
had vainly tried to secure some undertaking from the rebels of allegiance to
the king. He had hoped to find in the Charter a real concordat, maintained by a
joint effort as the Provisions of Oxford were to be in 1258. The body of
twenty-five was to be, not a governing body, but a guarantee held in reserve,
in case the Marshal and his colleagues should fail to secure the enforcement of
reforms. It may be that the opposition had more justification for their
disregard of this policy than we know; it is at least significant that the
archbishop refused to acquiesce in the execution of the papal letters
authorising their excommunication. Yet when John’s advisers saw the
administration disorganised, the Exchequer at a stand, the shires so far as was
possible placed under the military control of particular baronial leaders and
the sheriffs disregarded, their rally to his side is not surprising. They could
indeed do nothing less after the failure of all attempts of the bishops to
effect a compromise, and the promulgation at the end of August of the
excommunication by name of the leading rebels. About the same time the Pope, as
over-lord of England, annulled the Charter and forbade its observance under
penalty of excommunication. Shortly afterwards the legate and the Bishop of
Winchester, as Innocent’s commissioners, suspended the archbishop from his
functions. His heart could not be in this holy war, and, with most of the other
bishops, he was glad to leave the country to attend the great council which was
gathering at the Lateran.
After his first acquiescence the king, needless to
say, had shown no desire for a settlement. He avoided all opportunities of
arbitration, and kept to the south coast. Foreign mercenaries were gathering and
he had only to await their arrival. He established himself at Dover and
prepared his plans against the rebels, who had made London their headquarters.
His rapid success is one of the most remarkable episodes in English history, a
striking commentary on the poverty of leadership and military enterprise among
the feudal gentry of England. In those days of elaborate sieges and mercenary
troops, warfare had become a profession, and the barons in London had neither
the inclination nor the ability to plan a campaign or face John’s foreign
soldiers. Many of them had seen service in France, but none had experience of
leadership sufficient to cope with such men as Faukes de Breauté and the Earl of Salisbury, or with the
demonic energy of John in his fits of vigour. They wasted their time in London,
efficient only in hate, while the king overran the whole country and cooped
them up in the City and a few eastern fortresses. Until the arrival of Louis of
France at the end of May 1216, the country west of Watling Street was
practically untouched by the war; while on the other side of it John did as he
pleased. The one notable incident of the war was the heroic defence of
Rochester in November by William d’ Aubigny of Belvoir, and after its surrender
on St Andrew’s day baronial castles fell like ninepins. London was invested
from Windsor, Hertford, Berkhamsted, and Bedford, the last of which had been
taken by Faukes de Breauté, and while Faukes and his colleagues proceeded against one fortress
after another in East Anglia and Essex, the king secured the whole of the
North. Belvoir and Pontefract fell without a struggle; the northerners who were
not in London sought the protection of Alexander, who was punished for his
raids into Northumberland by the destruction of Berwick and the ravaging of the
eastern Lowlands. In March John was back again in the South, and hemmed in
London still more closely by the capture of Colchester and the castle of the
Earl of Oxford at Hedingham. By this time the rebellion was practically
confined to London, strong in the protection of its walls and the Tower, and in
the spirit of its citizens. The Pope had declared the city to be under an
interdict and had ratified the excommunication by name of the rebel leaders.
If the barons could not wage war, they could pursue
negotiations. The Thames and the eastern ports were open, and from the outset
intercourse between London and the court of the King of France was continuous.
The rebels early approached Louis, the son of Philip Augustus, offering him the
throne in return for aid. The enterprise was a hazardous one and Louis matured
his plans deliberately. But at least three contingents of French knights were
sent to England during the winter and early spring of 1215-16. Some of them
were employed, not without signs of racial friction, to strengthen the baronial
garrisons in the neighbourhood. Philip waited for the arrival of a papal
legate, Guala, before reaching a final decision, for he realised that he must
make out a strong case for intervention in the face of papal disapproval. The
discussion took place in a great assembly at Melun at the end of April. Louis,
it was decided, was to make the attempt on his own behalf, but with his
father’s approval. He would claim the English throne as the husband of Blanche
of Castile, the grand-daughter of Henry II, against a king who had forfeited
his rights, firstly, by the murder of Arthur, for which he had been condemned
in the French court, secondly, by granting away his kingdom to the Pope without
the consent of his vassals. In the view of most modern scholars the first
reason for forfeiture has little or no historical validity, and it is clear
that the second has even less. But, in spite of the legate’s protests, the
argument served, and by the third week in May Louis was in Kent. A great storm
had dispersed, the fleet which John had collected to protect the south-eastern
coast, and the king, unwilling to pit his foreign mercenaries against their
fellows, withdrew to Winchester. The legate landed about the same time to play
a political role which was to become increasingly important in what he regarded
as a papal fief.
It would be unprofitable to describe the events of the
next six months. Louis’ arrival was sufficient to restore the confidence of the
opposition but insufficient to prevent general disorder. At first his success
was striking. He retook Rochester and occupied Winchester. Insurgents who had
begun parleys with John renewed the attack, and John was at last deserted by
the Earls of Arundel and Warenne, whose lands were in
danger, and, for a time, even by the Earl of Salisbury and William of Aumale. But the military position soon reached a deadlock.
John had reorganised his forces in the south-western counties and left them
sufficiently strong to enable him to harry the northern midlands. Apart from
fugitive successes at Exeter and Worcester, Louis’ efforts were confined to
the south-east, and the efforts of the northern and East Anglian barons to
haphazard local attacks. Alexander of Scotland braved the risks of a journey to
join the invader, to whom he did homage, but gave little effective help, and
was kept in check in the north by Robert of Vieuxpont in Westmorland and Cumberland, and Hugh of Balliol and Philip of Ulecot at Durham. In the midlands the great royal castles
Windsor, Nottingham, Newark stood firm, and when John died at Newark, Hubert de
Burgh was still holding Dover, “the Key of England”, against the prolonged
siege by Louis. The king’s last days were spent in an orgy of reckless ferocity
in the fenlands and Lincolnshire. His energy was still as great as ever, but
his self-control had gone. At Lynn he was seized with an acute attack of
dysentery, and, a sick man, insisted on crossing the Wash without waiting for
the tide to recede. Although he managed to struggle to the Cistercian abbey of Swineshead, his baggage-train and treasure were lost in the
quicksands. He died at Newark on 19 October 1216, after making an edifying will
on a dignified deathbed; and his body was taken for burial to Worcester to lie
under the protection of St Wulfstan. The leadership against the excommunicated
invaders and rebels came to the more temperate and capable hands of the legate
and the Marshal.
They faced a country full of disorder, in which the
only signs of capacity, if we except the conduct of Hubert de Burgh at Dover,
were shown by isolated confederacies of knights or burgesses and by mercenary
captains who had no ideas beyond the maintenance of the strongholds entrusted
to them and the satisfaction of their desires. The administration had broken
down, the records of the Exchequer, including the Charter of Liberties, were in
the possession of Louis. The last audit of the reign, recorded on the Pipe Roll
of 16 John, began in the autumn of 1214, and the last royal mandate to the
barons of the Exchequer was issued on 3 September 1215, just before hostilities
began. It is unlikely that there was anyone to act upon it. The efficient
treasurer, William of Ely, seems to have ceased duty a month earlier. During
the war, the King’s Wardrobe took the place of the Exchequer. Corfe Castle,
which is mentioned as a royal treasury in 1212, seems to have become the
repository of such records and revenue as were not immediately required. But
what local dues were collected were generally paid to the nearest magnate who
had any claim to authority.
Few kings have left their mark on English history as
John did. He was never a nonentity; his vices were the exaggerated vices of his
virile race. Distorted recollections of him were passed on for centuries in
places which he had visited with his attentions, and later writers found no
story about him too extravagant for belief. He left several illegitimate
children, of whom two, Richard and Oliver, distinguished themselves in the
civil war, and another, Joan, was the wife of Llywelyn of Wales. By his vigorous
and passionate wife, Isabella of Angouleme, whom he had stolen from Hugh, son
of Hugh IX, Count of La Marche, he had five children. In 1216 Henry, the eldest
of these, was only nine years of age; he and Richard, King of the Romans, are
inseparable from later English history; so is Eleanor, the youngest, the wife
of Simon de Montfort. The others died young, but not too young to be, one an
Empress, the other a queen. Their mother in due course married her former
lover, Hugh; and their undisciplined sons were destined to be occasions of
strife after they found a refuge at the court of their half-brother in England.
CHAPTER
VIII
ENGLAND: HENRY III
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